10-2-1 Information Requirements
a. Start assistance as soon as enough information has been obtained upon which to act. Information requirements will vary, depending on the existing situation. Minimum required information for inflight emergencies is:
NOTE -
In the event of an ELT signal see paragraph 10-2-10.
1. Aircraft identification and type.
2. Nature of the emergency.
3. Pilot's desires.
b. After initiating action, obtain the following items or any
other pertinent information from the pilot or aircraft operator, as necessary:
NOTE -
Normally, do not request this information from military fighter type
aircraft that are at low altitudes (i.e. on approach, immediately after
departure, on a low level route, etc.). However, request the position of
an aircraft that is not visually sighted or displayed on radar if the location
is not given by the pilot.
1. Aircraft altitude.
2. Fuel remaining in time.
3. Pilot reported weather.
4. Pilot capability for IFR flight.
5. Time and place of last known position.
6. Heading since last known position.
7. Airspeed.
8. Navigation equipment capability.
9. NAVAID signals received.
10. Visible landmarks.
11. Aircraft color.
12. Number of people on board.
13. Point of departure and destination.
14. Emergency equipment on board.
Although 121.5 MHz and 243.0 MHz are emergency frequencies, it might be best to keep the aircraft on the initial contact frequency. Change frequencies only when there is a valid reason.
Orientate an aircraft by the means most appropriate to the circumstances.
Recognized methods include:
a. Radar.
b. DF.
c. NAVAIDs.
d. Pilotage.
e. Sighting by other aircraft.
10-2-4 Altitude Change for Improved Reception
When you consider it necessary and if weather and circumstances permit, recommend that the aircraft maintain or increase altitude to improve communications, radar, or DF reception.
NOTE -
Aircraft with high bypass turbofan engines (such as B747) encountering
volcanic ash clouds have experienced total loss of power to all engines.
Damage to engines due to volcanic ash ingestion increases as engine power
is increased, therefore, climb while in the ash cloud is to be avoided
where terrain permits.
REFERENCE -
AIM, Flight Operations in Volcanic Ash, paragraph 7-5-7.
Consider that an aircraft emergency exists and inform the RCC or ARTCC and alert the appropriate DF facility when:
NOTE -
1 - USAF facilities are only required to notify the ARTCC.
2 - The requirement to alert DF facilities may be deleted if radar
contact will be maintained throughout the duration of the emergency.
a. An emergency is declared by either:
1. The pilot.
2. Facility personnel.
3. Officials responsible for the operation of the aircraft.
b. There is unexpected loss of radar contact and radio communications
with any IFR or VFR aircraft.
c. Reports indicate it has made a forced landing, is about to
do so, or its operating efficiency is so impaired that a forced landing
will be necessary.
d. Reports indicate the crew has abandoned the aircraft or is
about to do so.
e. An emergency radar beacon response is received.
NOTE -
EN ROUTE: During Stage A operation, Code 7700 causes EMRG to blink
in field E of the data block.
f. Intercept or escort aircraft services are required.
g. The need for ground rescue appears likely.
h. An Emergency Locator Transmitter (ELT) signal is heard or
reported.
REFERENCE -
FAAO 7110.65, Providing Assistance, paragraph 10-1-3.
FAAO 7110.65, Emergency Locator Transmitter (ELT) Signals, paragraph
10-2-10.
When you observe a Mode 3/A Code 7500, do the following:
NOTE -
1 - Military facilities will notify the appropriate FAA ARTCC, or the
host nation agency responsible for en route control, of any indication
that an aircraft is being hijacked. They will also provide full cooperation
with the civil agencies in the control of such aircraft.
2 - EN ROUTE: During narrowband radar operations, Code 7500 causes
HIJK to blink in the data block.
3 - Only nondiscrete Code 7500 will be decoded as the hijack code.
a. Acknowledge and confirm receipt of Code 7500 by asking the
pilot to verify it. If the aircraft is not being subjected to unlawful
interference, the pilot should respond to the query by broadcasting in
the clear that he is not being subjected to unlawful interference. If the
reply is in the affirmative or if no reply is received, do not question
the pilot further but be responsive to the aircraft requests.
PHRASEOLOGY -
(Identification) (name of facility) VERIFY SQUAWKING 7500.
NOTE -
Code 7500 is only assigned upon notification from the pilot that his
aircraft is being subjected to unlawful interference. Therefore, pilots
have been requested to refuse the assignment of Code 7500 in any other
situation and to inform the controller accordingly.
b. Notify supervisory personnel of the situation.
c. Flight follow aircraft and use normal handoff procedures without
requiring transmissions or responses by aircraft unless communications
have been established by the aircraft.
d. If aircraft are dispatched to escort the hijacked aircraft,
provide all possible assistance to the escort aircraft to aid in placing
them in a position behind the hijacked aircraft.
NOTE -
Escort procedures are contained in FAAO 7610.4, Chapter 7.
e. To the extent possible, afford the same control service to
the aircraft operating VFR observed on the hijack code.
REFERENCE -
FAAO 7110.65, Code Monitor, paragraph 5-2-14.
10-2-7 VFR Aircraft in Weather Difficulty
a. If a VFR aircraft requests assistance when it encounters or
is about to encounter IFR weather conditions, request the aircraft to contact
the appropriate control facility. Inform that facility of the situation.
If the aircraft is unable to communicate with the control facility, relay
information and clearances.
b. The following shall be accomplished on a Mode C equipped VFR
aircraft which is in emergency but no longer requires the assignment of
code 7700:
1. TERMINAL: Assign a beacon code that will permit terminal minimum
safe altitude warning (MSAW) alarm processing.
2. EN ROUTE: An appropriate keyboard entry shall be made to
ensure en route MSAW (EMSAW) alarm processing.
10-2-8 Radar Assistance to VFR Aircraft in Weather Difficulty
a. If a VFR aircraft requests radar assistance when it encounters
or is about to encounter IFR weather conditions, ask the pilot if he is
qualified for and capable of conducting IFR flight.
b. If the pilot states he is qualified for and capable of IFR
flight, request him to file an IFR flight plan and then issue clearance
to destination airport, as appropriate.
c. If the pilot states he is not qualified for or not capable
of conducting IFR flight, or if he refuses to file an IFR flight plan,
take whichever of the following actions is appropriate:
1. Inform the pilot of airports where VFR conditions are reported,
provide other available pertinent weather information, and ask if he will
elect to conduct VFR flight to such an airport.
2. If the action in subparagraph 1 above is not feasible or
the pilot declines to conduct VFR flight to another airport, provide radar
assistance if the pilot:
(a) Declares an emergency.
(b) Refuses to declare an emergency and you have determined
the exact nature of the radar services the pilot desires.
3. If the aircraft has already encountered IFR conditions, inform
the pilot of the appropriate terrain/obstacle clearance minimum altitude.
If the aircraft is below appropriate terrain/obstacle clearance minimum
altitude and sufficiently accurate position information has been received
or radar identification is established, furnish a heading or radial on
which to climb to reach appropriate terrain/obstacle clearance minimum
altitude.
d. The following shall be accomplished on a Mode C equipped VFR
aircraft which is in emergency but no longer requires the assignment of
code 7700:
1. TERMINAL: Assign a beacon code that will permit terminal minimum
safe altitude warning (MSAW) alarm processing.
2. EN ROUTE: An appropriate keyboard entry shall be made to
ensure en route MSAW (EMSAW) alarm processing.
10-2-9 Radar Assistance Techniques
Use the following techniques to the extent possible when you provide
radar assistance to a pilot not qualified to operate in IFR conditions:
a. Avoid radio frequency changes except when necessary to provide
a clear communications channel.
b. Make turns while the aircraft is in VFR conditions so it will
be in a position to fly a straight course while in IFR conditions.
c. Have pilot lower gear and slow aircraft to approach speed
while in VFR conditions.
d. Avoid requiring a climb or descent while in a turn if in IFR
conditions.
e. Avoid abrupt maneuvers.
f. Vector aircraft to VFR conditions.
g. The following shall be accomplished on a Mode C equipped VFR
aircraft which is in emergency but no longer requires the assignment of
code 7700:
1. TERMINAL: Assign a beacon code that will permit terminal minimum
safe altitude warning (MSAW) alarm processing.
2. EN ROUTE: An appropriate keyboard entry shall be made to
ensure en route MSAW (EMSAW) alarm processing.
10-2-10 Emergency Locator Transmitter (ELT) Signals
When an ELT signal is heard or reported:
a. EN ROUTE: Notify the Rescue Coordination Center (RCC).
NOTE -
FAA Form 7210-8. ELT Incident, contains standardized format for coordination
with the RCC.
{New-98-3 Revised February 26, 1998}
REFERENCE -
FAAO 7210.3, FAA Form 7210-8, ELT Incident, paragraph 9-3-1.
b. TERMINAL: Notify the ARTCC which will coordinate with the
Rescue Coordination Center (RCC).
NOTE -
1 - Operational ground testing of Emergency Locator Transmitters (ELTs)
has been authorized during the first 5 minutes of each hour. To avoid confusing
the tests with an actual alarm, the testing is restricted to no more than
three audio sweeps.
2 - Controllers can expect pilots to report aircraft position and time
the signal was first heard, aircraft position and time the signal was last
heard, aircraft position at maximum signal strength, flight altitude, and
frequency of the emergency signal (121.5/243.0). (See AIM, Emergency Locator
Transmitters, paragraph 6-2-5.)
c. EN ROUTE: Request DF Facilities obtain fixes or bearings
on signal. Forward bearings or fixes obtained plus any other pertinent
information to the RCC.
d. TERMINAL: Attempt to obtain fixes or bearings on the signal.
e. Solicit the assistance of other aircraft known to be operating
in the signal area.
f. TERMINAL: Forward fixes or bearings and any other pertinent
information to the ARTCC.
NOTE -
Fix information in relation to a VOR or VORTAC (radial-distance) facilitates
accurate ELT plotting by RCC and should be provided when possible.
g. EN ROUTE: When the ELT signal strength indicates the signal
may be emanating from somewhere on an airport or vicinity thereof, notify
the on-site Airway Facilities personnel and the Regional Operations Center
(ROC) for their actions. This action is in addition to the above.
h. TERMINAL: When the ELT signal strength indicates the signal
may be emanating from somewhere on the airport or vicinity thereof, notify
the on-site Airway Facilities personnel and the ARTCC for their action.
This action is in addition to the above.
i. Air Traffic personnel shall not leave their required duty
stations to locate an ELT signal source.
NOTE -
Portable hand carried receivers assigned to air traffic facilities
(where no Airway Facilities personnel are available) may be loaned to responsible
airport personnel or local authorities to assist in locating the ELT signal
source.
j. EN ROUTE: Notify the RCC, the ROC, and alerted DF facilities
if signal source is located/terminated.
k. TERMINAL: Notify the ARTCC if signal source is located/terminated.
REFERENCE -
FAAO 7110.65, Responsibility, paragraph 10-1-4.
{New-98-3 Revised February 26, 1998}
FAAO 7110.65, Information Requirements, paragraph 10-2-1.
a. When information is received from any source that a bomb has been placed on, in, or near an aircraft for the purpose of damaging or destroying such aircraft, notify your supervisor or the facility air traffic manager. If the threat is general in nature, handle it as a "Suspicious Activity." When the threat is targeted against a specific aircraft and you are in contact with the suspect aircraft, take the following actions as appropriate:
NOTE -
1 - Facility supervisors are expected to notify the appropriate offices,
agencies, operators/air carriers according to applicable plans, directives,
and FAAO 7210.3, Handling Bomb Threat Incidents, paragraph 2-1-8, or applicable
military directives.
2 - "Suspicious Activity" is covered in FAAO 7210.3, Suspicious Activities,
paragraph 2-5-6. Military facilities would report a "general" threat through
the chain of command or according to service directives.
1. Advise the pilot of the threat.
2. Inform the pilot that technical assistance can be obtained
from an FAA Aviation Explosives Expert.
NOTE -
An FAA Aviation Explosive Expert is on call at all times and may be
contacted by calling the FAA Operations Center, Washington, DC, area code
202-267-3333, ETN 521-0111, or DSN 667-5592. Technical advice can be relayed
to assist civil or military air crews in their search for a bomb and in
determining what precautionary action to take if one is found.
3. Ask the pilot if he desires to climb or descend to an altitude
that would equalize or reduce the outside air pressure/existing cabin air
pressure differential. Issue or relay an appropriate clearance considering
MEA, MOCA, MRA, and weather.
NOTE -
Equalizing existing cabin air pressure with outside air pressure is
a key step which the pilot may wish to take to minimize the damage potential
of a bomb.
4. Handle the aircraft as an emergency and/or provide the most
expeditious handling possible with respect to the safety of other aircraft,
ground facilities, and personnel.
NOTE -
Emergency handling is discretionary and should be based on the situation.
With certain types of threats, plans may call for a low-key action or response.
5. Issue or relay clearances to a new destination if requested.
6. When a pilot requests technical assistance or if it is apparent
that a pilot may need such assistance, do NOT suggest what actions the
pilot should take concerning a bomb, but obtain the following information
and notify your supervisor who will contact the FAA Aviation Explosives
Expert:
NOTE -
This information is needed by the FAA Aviation Explosives Expert so
that he can assess the situation and make immediate recommendations to
the pilot. The Aviation Explosives Expert may not be familiar with all
military aircraft configurations but he can offer technical assistance
which would be beneficial to the pilot.
(a) Type, series, and model of the aircraft.
(b) Precise location/description of the bomb device if
known.
(c) Other details which may be pertinent.
NOTE -
The following details may be of significance if known, but it is not
intended that the pilot should disturb a suspected bomb/bomb container
to ascertain the information: the altitude or time set for the bomb to
explode, type of detonating action (barometric, time, antihandling, remote
radio transmitter), power source (battery, electrical, mechanical), type
of initiator (blasting cap, flash bulb, chemical), and the type of explosive/incendiary
charge (dynamite, black powder, chemical).
b. When a bomb threat involves an aircraft on the ground and
you are in contact with the suspect aircraft, take the following actions
in addition to those discussed in the preceding paragraph which may be
appropriate:
1. If the aircraft is at an airport where tower control or FSS
advisory service is not available, or if the pilot ignores the threat at
any airport, recommend that takeoff be delayed until the pilot or aircraft
operator establishes that a bomb is not aboard in accordance with FAR 121.
If the pilot insists on taking off and in your opinion the operation will
not adversely affect other traffic, issue or relay an ATC clearance.
REFERENCE -
CFR Part 121.538, Airplane Security.
2. Advise the aircraft to remain as far away from other aircraft
and facilities as possible, to clear the runway, if appropriate, and to
taxi to an isolated or designated search area. When it is impractical or
if the pilot takes an alternative action; e.g., parking and off-loading
immediately, advise other aircraft to remain clear of the suspect aircraft
by at least 100 yards if able.
NOTE -
Passenger deplaning may be of paramount importance and must be considered
before the aircraft is parked or moved away from service areas. The decision
to use ramp facilities rests with the pilot, aircraft operator/airport
manager.
c. If you are unable to inform the suspect aircraft of a bomb
threat or if you lose contact with the aircraft, advise your supervisor
and relay pertinent details to other sectors or facilities as deemed necessary.
d. When a pilot reports the discovery of a bomb or suspected
bomb on an aircraft which is airborne or on the ground, determine the pilot's
intentions and comply with his requests in so far as possible. Take all
of the actions discussed in the preceding paragraphs which may be appropriate
under the existing circumstances.
e. The handling of aircraft when a hijacker has or is suspected
of having a bomb requires special considerations. Be responsive to the
pilot's requests and notify supervisory personnel. Apply hijacking procedures
and offer assistance to the pilot according to the preceding paragraphs,
if needed.
10-2-12 Explosive Detection K-9 Teams
Take the following actions should you receive an aircraft request for the location of the nearest explosive detection K-9 team.
REFERENCE -
FAAO 7210.3, Explosives Detection K-9 Teams, paragraph 2-1-10.
a. Obtain the aircraft identification and position and advise
your supervisor of the pilot request.
b. When you receive the nearest location of the explosive detection
K-9 team, relay the information to the pilot.
c. If the aircraft wishes to divert to the airport location provided,
obtain an estimated arrival time from the pilot and advise your supervisor.
10-2-13 Emergency Airport Recommendation
a. Consider the following factors when recommending an emergency
airport:
1. Remaining fuel in relation to airport distances.
2. Weather conditions.
NOTE -
Depending on the nature of the emergency, certain weather phenomena
may deserve weighted consideration when recommending an airport. e.g. A
pilot may elect to fly farther to land at an airport with VFR instead of
IFR conditions.
3. Airport conditions.
4. NAVAID status.
5. Aircraft type.
6. Pilot's qualifications.
7. Vectoring or homing capability to the emergency airport.
b. Consideration to the provisions of subparagraph a and paragraph
10-2-14, shall be used in conjunction with the information derived from
any automated emergency airport information source.
10-2-14 Guidance to Emergency Airport
a. When necessary, use any of the following for guidance to the
airport:
1. Radar.
2. DF.
3. Following another aircraft.
4. NAVAIDs.
5. Pilotage by landmarks.
6. Compass headings.
b. Consideration to the provisions of paragraph 10-2-13 shall
be used in conjunction with the information derived from any automated
emergency airport information source.
10-2-15 Emergency Obstruction Video Map (EOVM)
a. The EOVM is intended to facilitate advisory service to an aircraft
in an emergency situation wherein an appropriate terrain/obstacle clearance
minimum altitude cannot be maintained. It shall only be used and the service
provided under the following conditions:
1. The pilot has declared an emergency, or
2. The controller has determined that an emergency condition
exists or is imminent because of the pilot's inability to maintain an appropriate
terrain/obstacle clearance minimum altitude.
NOTE -
Appropriate terrain/obstacle clearance minimum altitudes may be defined
as Minimum IFR Altitude (MIA), Minimum En route Altitude (MEA), Minimum
Obstruction Clearance Altitude (MOCA), or Minimum Vectoring Altitude (MVA).
b. When providing emergency vectoring service, the controller
shall advise the pilot that any headings issued are emergency advisories
intended only to direct the aircraft toward and over an area of lower terrain/obstacle
elevation.
NOTE -
Altitudes and obstructions depicted on the EOVM are the actual altitudes
and locations of the obstacle/terrain and contain no lateral or vertical
buffers for obstruction clearance.
REFERENCE -
FAAO 7210.3, Emergency Obstruction Video Map (EOVM), paragraph 3-9-4.
a. If a volcanic ash cloud is known or forecast to be present:
1. Relay all information available to pilots to ensure that
they are aware of the ash cloud's position and altitude(s).
2. Suggest appropriate reroutes to avoid the area of known or
forecast ash clouds.
NOTE -
Volcanic ash clouds are not normally detected by airborne or air traffic
radar systems.
b. If advised by an aircraft that it has entered a volcanic ash
cloud and indicates that a distress situation exists:
1. Consider the aircraft to be in an emergency situation.
2. Do not initiate any climb clearances to turbine powered aircraft
until the aircraft has exited the ash cloud.
3. Do not attempt to provide escape vectors without pilot concurrence.
NOTE -
1 - The recommended escape maneuver is to reverse course and begin
a descent (if terrain permits). However, it is the pilot's responsibility
to determine the safest escape route from the ash cloud.
2 - Controllers should be aware of the possibility of complete loss
of power to any turbine powered aircraft that encounters an ash cloud.
REFERENCE -
FAAO 7110.65, Altitude Change for Improved Reception, paragraph 10-2-4.
AIM, Flight Operations In Volcanic Ash, paragraph 7-5-7.