IX. THE AMENDMENTS
In consideration of the foregoing and under the authority of 49
U.S.C. 44702, the Federal Aviation Administration amends the Federal
Aviation Regulations (14 CFR parts 91, 119, 121, 125, 127, and 135) as
follows:
PART 91 -- GENERAL OPERATING AND FLIGHT RULES
1. The authority citation for part 91 is changed to read as follows:
Authority: 49 U.S.C. 106(g), 1155, 40103, 40113, 40120, 44101,
44111, 44701, 44709, 44711, 44712, 44715, 44716, 44717, 44722, 46306,
46315, 46316, 46502, 46504, 46506-46507, 47122,, 47508, 47528-47531;
Articles 12 and 29 of the Convention on International Civil Aviation
(61 Stat. 1180). 902; 49 U.S.C. 106(g).
2. Special Federal Aviation Regulation No. 50-2 is amended by
removing the words "part 135" from paragraph (c)(2) of section 3 and
by revising section 6 to read as follows:
SFAR No. 50-2 -- Special Flight Rules in the Vicinity of the Grand
Canyon National Park, AZ
* * * * *
Sec. 6 Commercial sightseeing flights. (a) Non-stop sightseeing
flights that begin and end at the same airport, are conducted within a
25-statute-mile radius of that airport, and operate in or through the
Special Flight Rules Area during any portion of the flight are
governed by the provisions of SFAR 38-2, part 119, part 121, and 135
of this chapter, as applicable.
(b) No person holding or required to hold an air carrier
certificate or an operating certificate under SFAR 38-2 or part 119 of
this chapter may operate an aircraft having a passenger-seat
configuration of 30 seats or fewer, excluding each crewmember seat,
and a payload capacity of 7,500 pounds or less, in the Special Flight
Rules Area except as authorized by operations specifications issued
under that part.
* * * * *
3. Special Federal Aviation Regulation No. 71 is amended by revising
section 1 and the introductory text of section 7 to read as follows:
SFAR NO. 71 -- Special Operating Rules for Air Tour Operators in The
State of Hawaii
Section 1. Applicability. This Special Federal Aviation
Regulation prescribes operating rules for airplane and helicopter
visual flight rules air tour flights conducted in the State of Hawaii
under 14 CFR parts 91, 121, and 135. This rule does not apply to:
(a) Operations conducted under 14 CFR part 121 in airplanes with
a passenger seating configuration of more than 30 seats or a payload
capacity of more than 7,500 pounds.
(b) Flights conducted in gliders or hot air balloons.
* * * * *
Section 7. Passenger briefing. Before takeoff, each PIC of an
air tour flight of Hawaii with a flight segment beyond the ocean shore
of any island shall ensure that each passenger has been briefed on the
following, in addition to requirements set forth in 14 CFR 91.107,
121.571, or 135.117:
* * * * *
4. The heading of Subchapter G is revised to read as follows:
SUBCHAPTER G--AIR CARRIERS AND OPERATORS FOR COMPENSATION OR HIRE:
CERTIFICATION AND OPERATIONS
5. A new part 119 is added to 14 CFR Chapter I, Subchapter G, to read
as follows:
PART 119 -- CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
Subpart A -- General
Sec.
119.1 Applicability.
119.2 Compliance with 14 CFR part 119 or SFAR 38-2 of 14 CFR part
121.
119.3 Definitions.
119.5 Certifications, authorizations, and prohibitions.
119.7 Operations specifications.
119.9 Use of business names.
Subpart B -- Applicability of Operating Requirements to Different
Kinds of Operations Under Parts 121, 125, and 135 of This Chapter
119.21 Direct air carriers and commercial operators engaged in
intrastate common carriage with airplanes.
119.23 Operators engaged in passenger-carrying operations, cargo
operations, or both with airplanes when common
carriage is not involved.
119.25 Rotorcraft operations: Direct air carriers and commercial
operators.
Subpart C--Certification, Operations Specifications, and Certain Other
Requirements for Operations Conducted Under Part 121 or Part 135 of
this Chapter
119.31 Applicability.
119.33 General requirements.
119.35 Certificate application.
119.37 Contents of an Air Carrier Certificate or Operating
Certificate.
119.39 Issuing or denying a certificate.
119.41 Amending a certificate.
119.43 Certificate holder's duty to maintain operations
specifications.
119.45 [Reserved]
119.47 Maintaining a principal base of operations, main operations
base, and main maintenance base; change of address.
119.49 Contents of operations specifications.
119.51 Amending operations specifications.
119.53 Wet leasing of aircraft and other arrangements for
transportation by air.
119.55 Obtaining deviation authority to perform operations under a
U.S. military contract.
119.57 Obtaining deviation authority to perform an emergency
operation. Obtaining deviation authority to perform an
emergency operation.
119.58 Emergencies requiring immediate decision and action.
119.59 Conducting tests and inspections.
119.61 Duration and surrender of certificate and operations
specifications.
119.63 Recency of operation.
119.65 Management personnel required for operations conducted under
part 121 of this chapter.
119.67 Management personnel: Qualifications for operations
conducted under part 121 of this chapter.
119.69 Management personnel required for operations conducted under
part 135 of this chapter.
119.71 Management personnel: Qualifications for operations
conducted under part 135 of this chapter.
Authority: 49 U.S.C. 106(g), 1153, 40101, 40102, 40103, 40113, 44105,
44106, 44111, 44701-44717, 44722, 44901, 44903, 44904, 44906, 44912,
44914, 44936, 44938, 46103, 46105.
Subpart A -- General
§ 119.1 Applicability.
(a) This part applies to each person operating or intending to
operate civil aircraft --
(1) As an air carrier or commercial operator, or both, in air
commerce or
(2) When common carriage is not involved, in operations of
U.S.-registered civil airplanes with a seat configuration of 20 or
more passengers, or a maximum payload capacity of 6,000 pounds or
more.
(b) This part prescribes --
(1) The types of air operator certificates issued by the Federal
Aviation Administration, including air carrier certificates and
operating certificates;
(2) The certification requirements an operator must meet in
order to obtain and hold a certificate authorizing operations under
part 121, 125, or 135 of this chapter and operations specifications
for each kind of operation to be conducted and each class and size of
aircraft to be operated under part 121 or 135 of this chapter;
(3) The requirements an operator must meet to conduct operations
under part 121, 125, or 135 of this chapter and in operating each
class and size of aircraft authorized in its operations
specifications;
(4) Requirements affecting wet leasing of aircraft and other
arrangements for transportation by air;
(5) Requirements for obtaining deviation authority to perform
operations under a military contract and obtaining deviation authority
to perform an emergency operation; and
(6) Requirements for management personnel for operations
conducted under part 121 or part 135 of this chapter.
(c) Persons subject to this part must comply with the other
requirements of this chapter, except where those requirements are
modified by or where additional requirements are imposed by part 119,
121, 125, or 135 of this chapter.
(d) This part does not govern operations conducted under part
129, 133, 137, or 139 of this chapter.
(e) Except for operations when common carriage is not involved
conducted with airplanes having a passenger-seat configuration of 20
seats or more, excluding any required crewmember seat, or a payload
capacity of 6,000 pounds or more, this part does not apply to --
(1) Student instruction;
(2) Nonstop sightseeing flights conducted with aircraft having a
passenger seat configuration of 30 or fewer, excluding each crewmember
seat, and a payload capacity of 7,500 pounds or less, that begin and
end at the same airport, and are conducted within a 25 statute mile
radius of that airport; however, for nonstop sightseeing flights for
compensation or hire conducted in the vicinity of the Grand Canyon
National Park, Arizona, the requirements of SFAR 50-2 of this part and
SFAR 38-2 of 14 CFR part 121 or 14 CFR part 119, as applicable, apply;
(3) Ferry or training flights;
(4) Aerial work operations, including--
(i) Crop dusting, seeding, spraying, and bird chasing;
(ii) Banner towing;
(iii) Aerial photography or survey;
(iv) Fire fighting;
(v) Helicopter operations in construction or repair work (but it
does apply to transportation to and from the site of operations); and
(vi) Powerline or pipeline patrol;
(5) Sightseeing flights conducted in hot air balloons;
(6) Nonstop flights conducted within a 25 statute mile radius of
the airport of takeoff carrying persons for the purpose of intentional
parachute jumps;
(7) Helicopter flights conducted within a 25 statute mile radius
of the airport of takeoff if--
(i) Not more than two passengers are carried in the helicopter
in addition to the required flightcrew;
(ii) Each flight is made under day VFR conditions;
(iii) The helicopter used is certificated in the standard
category and complies with the 100-hour inspection requirements of
part 91 of this chapter;
(iv) The operator notifies the FAA Flight Standards District
Office responsible for the geographic area concerned at least 72 hours
before each flight and furnishes any essential information that the
office requests;
(v) The number of flights does not exceed a total of six in any
calendar year;
(vi) Each flight has been approved by the Administrator; and
(vii) Cargo is not carried in or on the helicopter;
(8) Operations conducted under part 133 of this chapter or 375
of this title;
(9) Emergency mail service conducted under 49 U.S.C. 41906; or
(10) Operations conducted under the provisions of § 91.321 of
this chapter.
§ 119.2 Compliance with 14 CFR part 119 or SFAR 38-2 of 14 CFR part
121.
(a) Each certificate holder that before January 19, 1996, was
issued an air carrier certificate or operating certificate and
operations specifications under the requirements of part 121, part
135, or SFAR 38-2 of part 121 of this chapter shall continue to comply
with SFAR 38-2 of 14 CFR part 121 until March 20, 1997, or until the
date on which the certificate holder is issued operations
specifications in accordance with part 119, whichever occurs first.
If a certificate holder is issued operation specifications in
accordance with part 119 before March 20, 1997, then, notwithstanding
all provisions in SFAR 38-2 of 14 CFR part 121, such certificate
holder shall comply with the provisions of part 119.
(b) Each person who on or after January 19, 1996, applies for or
obtains an initial air carrier certificate or operating certificate
and operations specifications to conduct operations under part 121 or
135 of this chapter shall comply with this part notwithstanding all
provisions of SFAR 38-2 of 14 CFR part 121.
§ 119.3 Definitions.
For the purpose of subchapter G of this chapter, the term -
All-cargo operation means any operation for compensation or hire
that is other than a passenger-carrying operation or, if passengers
are carried, they are only those specified in
§§ 121.583(a) or 135.85 of this chapter.
Certificate-holding district office means the Flight Standards
District Office that has responsibility for administering the
certificate and is charged with the overall inspection of the
certificate holder's operations.
Commuter operation means any scheduled operation conducted by any
person operating one of the following types of aircraft with a
frequency of operations of at least five round trips per week on at
least one route between two or more points according to the published
flight schedules:
(1) Airplanes, other than turbojet powered airplanes, having a
maximum passenger-seat configuration of 9 seats or less, excluding
each crewmember seat, and a maximum payload capacity of 7,500 pounds
or less; or
(2) Rotorcraft.
Direct air carrier means a person who provides or offers to
provide air transportation and who has control over the operational
functions performed in providing that transportation.
Domestic operation means any scheduled operation conducted by any
person operating any airplane described in paragraph (1) of this
definition at locations described in paragraph (2) of this definition:
(1) Airplanes:
(i) Turbojet-powered airplanes;
(ii) Airplanes having a passenger-seat configuration of more
than 9 passenger seats, excluding each crewmember seat; or
(iii) Airplanes having a payload capacity of more than 7,500
pounds.
(2) Locations:
(i) Between any points within the 48 contiguous States of the
United States or the District of Columbia; or
(ii) Operations solely within the 48 contiguous States of the
United States or the District of Columbia; or
(iii) Operations entirely within any State, territory, or
possession of the United States; or
(iv) When specifically authorized by the Administrator,
operations between any point within the 48 contiguous States of the
United States or the District of Columbia and any specifically
authorized point located outside the 48 contiguous States of the
United States or the District of Columbia.
Empty weight means the weight of the airframe, engines,
propellers, rotors, and fixed equipment. Empty weight excludes the
weight of the crew and payload, but includes the weight of all fixed
ballast, unusable fuel supply, undrainable oil, total quantity of
engine coolant, and total quantity of hydraulic fluid.
Flag operation means any scheduled operation conducted by any
person operating any airplane described in paragraph (1) of this
definition at the locations described in paragraph (2) of this
definition:
(1) Airplanes:
(i) Turbojet-powered airplanes;
(ii) Airplanes having a passenger-seat configuration of more
than 9 passenger seats, excluding each crewmember seat; or
(iii) Airplanes having a payload capacity of more than 7,500
pounds.
(2) Locations:
(i) Between any point within the State of Alaska or the State of
Hawaii or any territory or possession of the United States and any
point outside the State of Alaska or the State of Hawaii or any
territory or possession of the United States, respectively; or
(ii) Between any point within the 48 contiguous States of the
United States or the District of Columbia and any point outside the 48
contiguous States of the United States and the District of Columbia.
(iii) Between any point outside the U.S. and another point
outside the U.S.
Justifiable aircraft equipment means any equipment necessary for
the operation of the aircraft. It does not include equipment or
ballast specifically installed, permanently or otherwise, for the
purpose of altering the empty weight of an aircraft to meet the
maximum payload capacity.
Kind of operation means one of the various operations a
certificate holder is authorized to conduct, as specified in its
operations specifications, i.e., domestic, flag, supplemental,
commuter, or on-demand operations.
Maximum payload capacity means:
(1) For an aircraft for which a maximum zero fuel weight is
prescribed in FAA technical specifications, the maximum zero fuel
weight, less empty weight, less all justifiable aircraft equipment,
and less the operating load (consisting of minimum flightcrew, foods
and beverages, and supplies and equipment related to foods and
beverages, but not including disposable fuel or oil).
(2) For all other aircraft, the maximum certificated takeoff
weight of an aircraft, less the empty weight, less all justifiable
aircraft equipment, and less the operating load (consisting of minimum
fuel load, oil, and flightcrew). The allowance for the weight of the
crew, oil, and fuel is as follows:
(i) Crew--for each crewmember required by the Federal Aviation
Regulations--
(A) For male flight crewmembers -- 180 pounds.
(B) For female flight crewmembers -- 140 pounds.
(C) For male flight attendants -- 180 pounds.
(D) For female flight attendants -- 130 pounds.
(E) For flight attendants not identified by gender -- 140
pounds.
(ii) Oil--350 pounds or the oil capacity as specified on the
Type Certificate Data Sheet.
(iii) Fuel--the minimum weight of fuel required by the
applicable Federal Aviation Regulations for a flight between domestic
points 174 nautical miles apart under VFR weather conditions that does
not involve extended overwater operations.
Maximum zero fuel weight means the maximum permissible weight of
an aircraft with no disposable fuel or oil. The zero fuel weight
figure may be found in either the aircraft type certificate data
sheet, the approved Aircraft Flight Manual, or both.
Noncommon carriage means an aircraft operation for compensation
or hire that does not involve a holding out to others.
On-demand operation means any operation for compensation or hire
that is one of the following:
(1) Passenger-carrying operations in which the departure time,
departure location, and arrival location are specifically negotiated
with the customer or the customer's representative that are any of the
following types of operations:
(i) Common carriage operations conducted with airplanes,
including turbojet-powered airplanes, having a passenger-seat
configuration of 30 seats or fewer, excluding each crewmember seat,
and a payload capacity of 7,500 pounds or less, except that operations
using a specific airplane that is also used in domestic or flag
operations and that is so listed in the operations specifications as
required by § 119.49(a)(4) for those operations are considered
supplemental operations;
(ii) Noncommon or private carriage operations conducted with
airplanes having a passenger-seat configuration of less than 20 seats,
excluding each crewmember seat, or a payload capacity of less than
6,000 pounds; or
(iii) Any rotorcraft operation.
(2) Scheduled passenger-carrying operations conducted with one
of the following types of aircraft with a frequency of operations of
less than five round trips per week on at least one route between two
or more points according to the published flight schedules:
(i) Airplanes, other than turbojet powered airplanes, having a
maximum passenger-seat configuration of 9 seats or less, excluding
each crewmember seat, and a maximum payload capacity of 7,500 pounds
or less; or
(ii) Rotorcraft.
(23) All-cargo operations conducted with airplanes having a
payload capacity of 7,500 pounds or less, or with rotorcraft.
Passenger-carrying operation means any aircraft operation
carrying any person, unless the only persons on the aircraft are those
identified in §§ 121.583(a) or 135.85 of this chapter, as applicable.
An aircraft used in a passenger-carrying operation may also carry
cargo or mail in addition to passengers.
Principal base of operations means the primary operating location
of a certificate holder as established by the certificate holder.
Provisional airport means an airport approved by the
Administrator for use by a certificate holder for the purpose of
providing service to a community when the regular airport used by the
certificate holder is not available.
Regular airport means an airport used by a certificate holder in
scheduled operations and listed in its operations specifications.
Scheduled operation means any common carriage passenger-carrying
operation for compensation or hire conducted by an air carrier or
commercial operator for which the certificate holder or its
representative offers in advance the departure location, departure
time, and arrival location. It does not include any operation that is
a charter operation for which the certificate holder or its
representative offers in advance the departure location, departure
time, and arrival location. It does not include any operation that is
a charter operation.
Supplemental operation means any common carriage operation for
compensation or hire conducted with any airplane described in
paragraph (1) of this definition that is a type of operation described
in paragraph (2) of this definition:
(1) Airplanes:
(i) Airplanes having a passenger-seat configuration of more than
30 seats, excluding each crewmember seat;
(ii) Airplanes having a payload capacity of more than 7,500
pounds; or
(iii) Each airplane having a passenger-seat configuration of
more than 9 seats and less than 31 seats, excluding each crewmember
seat and any turbojet powered airplane, that is also used in domestic
or flag operations and that is so listed in the operations
specifications as required by § 119.49(a)(4) for those operations.
(2) Types of operation:
(i) Operations for which the departure time, departure location,
and arrival location are specifically negotiated with the customer or
the customer's representative; or
(ii) All-cargo operations.
Wet lease means any leasing arrangement whereby a person agrees
to provide an entire aircraft and at least one crewmember.
A wet lease does not include a code-sharing arrangement.
When common carriage is not involved or operations not involving
common carriage means any of the following:
(1) Noncommon carriage.
(2) Operations in which persons or cargo are transported without
compensation or hire.
(3) Operations not involving the transportation of persons or
cargo.
(4) Private carriage.
§ 119.5 Certifications, authorizations, and prohibitions.
(a) A person authorized by the Administrator to conduct
operations as a direct air carrier will be issued an Air Carrier
Certificate.
(b) A person who is not authorized to conduct direct air carrier
operations, but who is authorized by the Administrator to conduct
operations as a U.S. commercial operator, will be issued an Operating
Certificate.
(c) A person who is not authorized to conduct direct air carrier
operations, but who is authorized by the Administrator to conduct
operations when common carriage is not involved as an operator of
U.S.-registered civil airplanes with a seat configuration of 20 or
more passengers, or a maximum payload capacity of 6,000 pounds or
more, will be issued an Operating Certificate.
(d) A person authorized to engage in common carriage under part
121 or part 135 of this chapter, or both, shall be issued only one
certificate authorizing such common carriage, regardless of the kind
of operation or the class or size of aircraft to be operated.
(e) A person authorized to engage in noncommon or private
carriage under part 125 or part 135 of this chapter, or both, shall be
issued only one certificate authorizing such carriage, regardless of
the kind of operation or the class or size of aircraft to be operated.
(f) A person conducting operations under more than one paragraph
of §§ 119.21, 119.23, or 119.25 shall conduct those operations in
compliance with--
(1) The requirements specified in each paragraph of those
sections for the kind of operation conducted under that paragraph; and
(2) The appropriate authorizations, limitations, and procedures
specified in the operations specifications for each kind of operation.
(g) No person may operate as a direct air carrier or as a
commercial operator without, or in violation of, an appropriate
certificate and appropriate operations specifications. No person may
operate as a direct air carrier or as a commercial operator in
violation of any deviation or exemption authority, if issued to that
person or that person's representative.
(h) A person holding an Operating Certificate authorizing
noncommon or private carriage operations shall not conduct any
operations in common carriage. A person holding an Air Carrier
Certificate or Operating Certificate authorizing common carriage
operations shall not conduct any operations in noncommon carriage.
(i) No person may operate as a direct air carrier without
holding appropriate economic authority from the Department of
Transportation.
(j) A certificate holder under this part may not operate
aircraft under part 121 or part 135 of this chapter in a geographical
area unless its operations specifications specifically authorize the
certificate holder to operate in that area.
§ 119.7 Operations specifications.
(a) Each certificate holder's operations specifications must
contain --
(1) The authorizations, limitations, and certain procedures
under which each kind of operation, if applicable, is to be conducted;
and
(2) Certain other procedures under which each class and size of
aircraft is to be operated.
(b) Except for operations specifications paragraphs identifying
authorized kinds of operations, operations specifications are not a
part of a certificate.
§ 119.9 Use of business names.
(a) A certificate holder under this part may not operate an
aircraft under part 121 or part 135 of this chapter using a business
name other than a business name appearing in the certificate holder's
operations specifications.
(b) Unless otherwise authorized by the Assistant Administrator
for Civil Aviation Security, no person may operate an aircraft under
part 121 or part 135 of this chapter unless the name of the
certificate holder who is operating the aircraft is legibly displayed
on the aircraft and is clearly visible and readable from the outside
of the aircraft to a person standing on the ground at any time except
during flight time. The means of displaying the name on the aircraft
and its readability must be acceptable to the Administrator.
Subpart B - Applicability of Operating Requirements to Different Kinds
of Operations Under Part 121, 125, and 135 of This Chapter
§ 119.21 Direct air carriers and commercial operators engaged in
intrastate common carriage with airplanes.
(a) Each person who conducts operations as a direct air carrier
or as a commercial operator engaged in intrastate common carriage of
persons or property for compensation or hire in air commerce, shall
comply with the certification and operations specifications
requirements in subpart C of this part, and shall conduct its:
(1) Domestic operations in accordance with the applicable
requirements of part 121 of this chapter, and shall be issued
operations specifications for those operations in accordance with
those requirements. However, based on a showing of safety in air
commerce, the Administrator may permit persons who conduct domestic
operations between any point located within Alaska's Aleutian Islands
chain and any point in the State of Alaska to comply with the
requirements applicable to flag operations contained in subpart U of
part 121 of this chapter.
(2) Flag operations in accordance with the applicable
requirements of part 121 of this chapter, and shall be issued
operations specifications for those operations in accordance with
those requirements.
(3) Supplemental operations in accordance with the applicable
requirements of part 121 of this chapter, and shall be issued
operations specifications for those operations in accordance with
those requirements. However, based on a determination of safety in
air commerce, the Administrator may authorize or require the following
operations to be conducted under paragraph (a)(1) or (2) of this
section:
(i) Passenger-carrying operations which are conducted between
points that are also served by the certificate holder's domestic or
flag operations.
(ii) All-cargo operations which are conducted regularly and
frequently between the same two points.
(4) Commuter operations in accordance with the applicable
requirements of part 135 of this chapter, and shall be issued
operations specifications for those operations in accordance with
those requirements.
(5) On-demand operations in accordance with the applicable
requirements of part 135 of this chapter, and shall be issued
operations specifications for those operations in accordance with
those requirements.
(b) Persons who are subject to the requirements of paragraph
(a)(4) of this section may conduct those operations in accordance with
the requirements of paragraph (a)(1) or (a)(2) of this section,
provided they obtain authorization from the Administrator.
(c) Persons who are subject to the requirements of paragraph
(a)(5) of this section may conduct those operations in accordance with
the requirements of paragraph (a)(3) of this section, provided they
obtain authorization from the Administrator.
§ 119.23 Operators engaged in passenger-carrying operations, cargo
operations, or both with airplanes when common carriage is not
involved.
(a) Each person who conducts operations when common carriage is
not involved with airplanes having a passenger-seat configuration of
20 seats or more, excluding each crewmember seat, or a payload
capacity of 6,000 pounds or more, shall, unless deviation authority is
issued --
(1) Comply with the certification and operations specifications
requirements of part 125 of this chapter;
(2) Conduct its operations with those airplanes in accordance
with the requirements of part 125 of this chapter; and
(3) Be issued operations specifications in accordance with those
requirements.
(b) Each person who conducts noncommon or private carriage
operations for compensation or hire with airplanes having a passenger-
seat configuration of less than 20 seats, excluding each crewmember
seat, and a payload capacity of less than 6,000 pounds shall --
(1) Comply with the certification and operations specifications
requirements in subpart C of this part;
(2) Conduct those operations in accordance with the requirements
of part 135 of this chapter, except for those requirements applicable
only to commuter operations; and
(3) Be issued operations specifications in accordance with those
requirements.
§ 119.25 Rotorcraft operations: Direct air carriers and commercial
operators.
Each person who conducts rotorcraft operations for compensation
or hire must comply with the certification and operations
specifications requirements of Subpart C of this part, and shall
conduct its:
(a) Commuter operations in accordance with the applicable
requirements of part 135 of this chapter, and shall be issued
operations specifications for those operations in accordance with
those requirements.
(b) On-demand operations in accordance with the applicable
requirements of part 135 of this chapter, and shall be issued
operations specifications for those operations in accordance with
those requirements.
Subpart C--Certification, Operations Specifications, and Certain Other
Requirements for Operations Conducted Under Part 121 or Part 135 of
this Chapter
§ 119.31 Applicability.
This subpart sets out certification requirements and prescribes
the content of operations specifications and certain other
requirements for operations conducted under part 121 or part 135 of
this chapter.
§ 119.33 General requirements.
(a) A person may not operate as a direct air carrier unless that
person --
(1) Is a citizen of the United States;
(2) Obtains an Air Carrier Certificate; and
(3) Obtains operations specifications that prescribe the
authorizations, limitations, and procedures under which each kind of
operation must be conducted.
(b) A person other than a direct air carrier may not conduct any
commercial passenger or cargo aircraft operation for compensation or
hire under part 121 or part 135 of this chapter unless that person--
(1) Is a citizen of the United States;
(2) Obtains an Operating Certificate; and
(3) Obtains operations specifications that prescribe the
authorizations, limitations, and procedures under which each kind of
operation must be conducted.
(c) Each applicant for a certificate under this part shall
conduct proving tests as authorized by the Administrator during the
application process for authority to conduct operations under part 121
or part 135 of this chapter. All proving tests must be conducted in a
manner acceptable to the Administrator. All proving tests must be
conducted under the appropriate operating and maintenance requirements
of part 121 or 135 of this chapter that would apply if the applicant
were fully certificated. The Administrator will issue a letter of
authorization to each person stating the various authorities under
which the proving tests shall be conducted.
§ 119.35 Certificate application.
(a) A person applying to the Administrator for an Air Carrier
Certificate or Operating Certificate under this part (applicant) must
submit an application--
(1) In a form and manner prescribed by the Administrator; and
(2) Containing any information the Administrator requires the
applicant to submit.
(b) Each applicant must submit the application to the
Administrator at least 90 days before the date of intended operation.
(c) Each applicant for the original issue of an operating
certificate for the purpose of conducting intrastate common carriage
operations under part 121 or part 135 of this chapter must submit an
application in a form and manner prescribed by the Administrator to
the Flight Standards District Office in whose area the applicant
proposes to establish or has established his or her principal
operations base of operations.
(d) Each application submitted under paragraph (c) of this
section must contain a signed statement showing the following:
(1) For corporate applicants:
(i) The name and address of each stockholder who owns 5 percent
or more of the total voting stock of the corporation, and if that
stockholder is not the sole beneficial owner of the stock, the name
and address of each beneficial owner. An individual is considered to
own the stock owned, directly or indirectly, by or for his or her
spouse, children, grandchildren, or parents.
(ii) The name and address of each director and each officer and
each person employed or who will be employed in a management position
described in §§ 119.65 and 119.69, as applicable.
(iii) The name and address of each person directly or indirectly
controlling or controlled by the applicant and each person under
direct or indirect control with the applicant.
(2) For non-corporate applicants:
(i) The name and address of each person having a financial
interest therein the non-corporate applicant and the nature and extent
of that interest.
(ii) The name and address of each person employed or who will be
employed in a management position described in §§ 119.65 and 119.69,
as applicable.
(e) In addition, each applicant for the original issue of an
operating certificate under paragraph (c) of this section must submit
with the application a signed statement showing--
(1) The financial information listed in paragraph (h) of this
section; and
(2) The nature and scope of its intended operation, including
the name and address of each person, if any, with whom the applicant
has a contract to provide services as a commercial operator and the
scope, nature, date, and duration of each of those contracts.
(f) Each applicant for, or holder of, a certificate issued under
paragraph (c) of this sectionthis part, shall notify the Administrator
within 10 days after--
(1) A change in any of the persons, or the names and addresses
of any of the persons, submitted to the Administrator under paragraph
(d)(1) or (d)(2) of this section; or
(2) A change in the financial information submitted to the
Administrator under paragraph (g) of this section that occurs while
the application for the issue is pending before the FAA and that would
make the applicant's financial situation substantially less favorable
than originally reported.
(g) Each applicant for the original issue of an operating
certificate under paragraph (c) of this section must submit the
following financial information:
(1) A balance sheet that shows assets, liabilities, and net
worth, as of a date not more than 60 days before the date of
application.
(2) An itemization of liabilities more than 60 days past due on
the balance sheet date, if any, showing each creditor's name and
address, a description of the liability, and the amount and due date
of the liability.
(3) An itemization of claims in litigation, if any, against the
applicant as of the date of application showing each claimant's name
and address and a description and the amount of the claim.
(4) A detailed projection of the proposed operation covering 6
complete months after the month in which the certificate is expected
to be issued including--
(i) Estimated amount and source of both operating and
nonoperating revenue, including identification of its existing and
anticipated income producing contracts and estimated revenue per mile
or hour of operation by aircraft type;
(ii) Estimated amount of operating and nonoperating expenses by
expense objective classification; and
(iii) Estimated net profit or loss for the period.
(5) An estimate of the cash that will be needed for the proposed
operations during the first 6 months after the month in which the
certificate is expected to be issued, including--
(i) Acquisition of property and equipment (explain);
(ii) Retirement of debt (explain);
(iii) Additional working capital (explain);
(iv) Operating losses other than depreciation and amortization
(explain); and
(v) Other (explain).
(6) An estimate of the cash that will be available during the
first 6 months after the month in which the certificate is expected to
be issued, from--
(i) Sale of property or flight equipment (explain);
(ii) New debt (explain);
(iii) New equity (explain);
(iv) Working capital reduction (explain);
(v) Operations (profits) (explain);
(vi) Depreciation and amortization (explain); and
(vii) Other (explain).
(7) A schedule of insurance coverage in effect on the balance
sheet date showing insurance companies; policy numbers; types,
amounts, and period of coverage; and special conditions, exclusions,
and limitations.
(8) Any other financial information that the Administrator
requires to enable him to determine that the applicant has sufficient
financial resources to conduct his or her operations with the degree
of safety required in the public interest.
(h) Each financial statement containing financial information
required by paragraph (g) of this section must be based on accounts
prepared and maintained on an accrual basis in accordance with
generally accepted accounting principles applied on a consistent
basis, and must contain the name and address of the applicant's public
accounting firm, if any. Information submitted must be signed by an
officer, owner, or partner of the applicant or certificate
holder.
§ 119.37 Contents of an Air Carrier Certificate or Operating
Certificate.
The Air Carrier Certificate or Operating Certificate includes--
(a) The certificate holder's name;
(b) The location of the certificate holder's principal base of
operations;
(c) The certificate number;
(d) The certificate's effective date; and
(e) The name or the designator of the certificate-holding
district office.
§ 119.39 Issuing or denying a certificate.
(a) An applicant may be issued an Air Carrier Certificate or
Operating Certificate if, after investigation, the Administrator finds
that the applicant--
(1) Meets the applicable requirements of this part;
(2) Holds the economic authority applicable to the kinds of
operations to be conducted, issued by the Department of
Transportation, if required; and
(3) Is properly and adequately equipped in accordance with the
requirements of this chapter and is able to conduct a safe operation
under appropriate provisions of part 121 or part 135 of this chapter
and operations specifications issued under this part.
(b) An application for a certificate may be denied if the
Administrator finds that--
(1) The applicant is not properly or adequately equipped or is
not able to conduct safe operations under this subchapter;
(2) The applicant previously held an Air Carrier Certificate or
Operating Certificate which was revoked;
(3) The applicant intends to or fills a key management position
listed in § 119.65(a) or § 119.69(a), as applicable, with an
individual who exercised control over or who held the same or a
similar position with a certificate holder whose certificate was
revoked, or is in the process of being revoked, and that individual
materially contributed to the circumstances causing revocation or
causing the revocation process;
(4) An individual who will have control over or have a
substantial ownership interest in the applicant had the same or
similar control or interest in a certificate holder whose certificate
was revoked, or is in the process of being revoked, and that
individual materially contributed to the circumstances causing
revocation or causing the revocation process; or
(5) In the case of an applicant for an Operating Certificate for
intrastate common carriage, that for financial reasons the applicant
is not able to conduct a safe operation.
§ 119.41 Amending a certificate.
(a) The Administrator may amend any certificate issued under
this part if--
(1) The Administrator determines, under 49 U.S.C. 44709 and part
13 of this chapter, that safety in air commerce and the public
interest requires the amendment; or
(2) The certificate holder applies for the amendment and the
certificate-holding district office determines that safety in air
commerce and the public interest allows the amendment.
(b) When the Administrator proposes to issue an order amending,
suspending, or revoking all or part of any certificate, the procedure
in § 13.19 of this chapter applies.
(c) When the certificate holder applies for an amendment of its
certificate, the following procedure applies:
(1) The certificate holder must file an application to amend its
certificate with the certificate-holding district office at least 15
days before the date proposed by the applicant for the amendment to
become effective, unless the administrator approves filing within a
shorter period; and
(2) The application must be submitted to the certificate-holding
district office in the form and manner prescribed by the
Administrator.
(d) When a certificate holder seeks reconsideration of a
decision from the certificate-holding district office concerning
amendments of a certificate, the following procedure applies:
(1) The petition for reconsideration must be made within 30 days
after the certificate holder receives the notice of denial; and
(2) The certificate holder must petition for reconsideration to
the Director, Flight Standards Service.
§ 119.43 Certificate holder's duty to maintain operations
specifications.
(a) Each certificate holder shall maintain a complete and
separate set of its operations specifications at its principal base of
operations.
(b) Each certificate holder shall insert pertinent excerpts of
its operations specifications, or references thereto, in its manual
and shall--
(1) Clearly identify each such excerpt as a part of its
operations specifications; and
(2) State that compliance with each operations specifications
requirement is mandatory.
(c) Each certificate holder shall keep each of its employees and
other persons used in its operations informed of the provisions of its
operations specifications that apply to that employee's or person's
duties and responsibilities.
§ 119.45 [Reserved]
§ 119.47 Maintaining a principal base of operations, main operations
base, and main maintenance base; change of address.
(a) Each certificate holder must maintain a principal base of
operations. Each certificate holder may also establish a main
operations base and a main maintenance base which may be located at
either the same location as the principal base of operations or at
separate locations.
(b) At least 30 days before it proposes to establish or change
the location of its principal base of operations, its main operations
base, or its main maintenance base, a certificate holder must provide
written notification to its certificate-holding district office.
§ 119.49 Contents of operations specifications.
(a) Each certificate holder conducting domestic, flag, or
commuter operations must obtain operations specifications containing
all of the following:
(1) The specific location of the certificate holder's principal
base of operations and, if different, the address that shall serve as
the primary point of contact for correspondence between the FAA and
the certificate holder and the name and mailing address of the
certificate holder's agent for service.
(2) Other business names under which the certificate holder may
operate.
(3) Reference to the economic authority issued by the Department
of Transportation, if required.
(4) Type of aircraft, registration markings, and serial numbers
of each aircraft authorized for use, each regular and alternate
airport to be used in scheduled operations, and, except for commuter
operations, each provisional and refueling airport.
(i) Subject to the approval of the Administrator with regard to
form and content, the certificate holder may incorporate by reference
the items listed in paragraph (a)(4) of this section into the
certificate holder's operations specifications by maintaining a
current listing of those items and by referring to the specific list
in the applicable paragraph of the operations specifications.
(ii) The certificate holder may not conduct any operation using
any aircraft or airport not listed.
(5) Kinds of operations authorized.
(6) Authorization and limitations for routes and areas of
operations.
(7) Airport limitations.
(8) Time limitations, or standards for determining time
limitations, for overhauling, inspecting, and checking airframes,
engines, propellers, rotors, appliances, and emergency equipment.
(9) Authorization for the method of controlling weight and
balance of aircraft.
(10) Interline equipment interchange requirements, if relevant.
(11) Aircraft wet lease information required by § 119.53(c).
(12) Any authorized deviation and exemption granted from any
requirement of this chapter.
(13) Any other item the Administrator determines is necessary.
(b) Each certificate holder conducting supplemental operations
must obtain operations specifications containing all of the following:
(1) The specific location of the certificate holder's principal
base of operations, and, if different, the address that shall serve as
the primary point of contact for correspondence between the FAA and
the certificate holder and the name and mailing address of the
certificate holder's agent for service.
(2) Other business names under which the certificate holder may
operate.
(3) Reference to the economic authority issued by the Department
of Transportation, if required.
(4) Type of aircraft, registration markings, and serial number
of each aircraft authorized for use.
(i) Subject to the approval of the Administrator with regard to
form and content, the certificate holder may incorporate by reference
the items listed in paragraph (b)(4) of this section into the
certificate holder's operations specifications by maintaining a
current listing of those items and by referring to the specific list
in the applicable paragraph of the operations specifications.
(ii) The certificate holder may not conduct any operation using
any aircraft not listed.
(5) Kinds of operations authorized.
(6) Authorization and limitations for routes and areas of
operations.
(7) Special airport authorizations and limitations.
(8) Time limitations, or standards for determining time
limitations, for overhauling, inspecting, and checking airframes,
engines, propellers, appliances, and emergency equipment.
(9) Authorization for the method of controlling weight and
balance of aircraft.
(10) Aircraft wet lease information required by
§ 119.53(c).
(11) Any authorization or requirement to conduct supplemental
operations as provided by § 119.21(a)(3)(i) or (ii). (12) Any
authorized deviation or exemption from any requirement of this
chapter.
(13) Any other item the Administrator determines is necessary.
(c) Each certificate holder conducting on-demand operations must
obtain operations specifications containing all of the following:
(1) The specific location of the certificate holder's principal
base of operations, and if different, the address that shall serve as
the primary point of contact for correspondence between the FAA and
the name and mailing address of the certificate holder's agent for
service.
(2) Other business names under which the certificate holder may
operate.
(3) Reference to the economic authority issued by the Department
of Transportation, if required.
(4) Kind and area of operations authorized.
(5) Category and class of aircraft that may be used in those
operations.
(6) Type of aircraft, registration markings, and serial number
of each aircraft that is subject to an airworthiness maintenance
program required by § 135.411(a)(2) of this chapter.
(i) Subject to the approval of the Administrator with regard to
form and content, the certificate holder may incorporate by reference
the items listed in paragraph (c)(6) of this section into the
certificate holder's operations specifications by maintaining a
current listing of those items and by referring to the specific list
in the applicable paragraph of the operations specifications.
(ii) The certificate holder may not conduct any operation using
any aircraft not listed.
(7) Registration markings of each aircraft that is to be
inspected under an approved aircraft inspection program under
§ 135.419 of this chapter.
(8) Time limitations or standards for determining time
limitations, for overhauls, inspections, and checks for airframes,
engines, propellers, rotors, appliances, and emergency equipment of
aircraft that are subject to an airworthiness maintenance program
required by § 135.411(a)(2) of this chapter.
(9) Additional maintenance items required by the Administrator
under § 135.421 of this chapter.
(10) Aircraft wet lease information required by
§ 119.53(c).
(11) Any authorized deviation or exemption from any requirement
of this chapter.
(12) Any other item the Administrator determines is necessary.
§ 119.51 Amending operations specifications.
(a) The Administrator may amend any operations specifications
issued under this part if--
(1) The Administrator determines that safety in air commerce and
the public interest require the amendment; or
(2) The certificate holder applies for the amendment, and the
Administrator determines that safety in air commerce and the public
interest allows the amendment.
(b) Except as provided in paragraph (e) of this section, when
the Administrator initiates an amendment to a certificate holder's
operations specifications, the following procedure applies:
(1) The certificate-holding district office notifies the
certificate holder in writing of the proposed amendment.
(2) The certificate-holding district office sets a reasonable
period (but not less than 7 days) within which the certificate holder
may submit written information, views, and arguments on the amendment.
(3) After considering all material presented, the
certificate-holding district office notifies the certificate holder
of--
(i) The adoption of the proposed amendment;
(ii) The partial adoption of the proposed amendment; or
(iii) The withdrawal of the proposed amendment.
(4) If the certificate-holding district office issues an
amendment to the operations specifications, it becomes effective not
less than 30 days after the certificate holder receives notice of it
unless--
(i) The certificate-holding district office finds under
paragraph (e) of this section that there is an emergency requiring
immediate action with respect to safety in air commerce; or
(ii) The certificate holder petitions for reconsideration of the
amendment under paragraph (d) of this section.
(c) When the certificate holder applies for an amendment to its
operations specifications, the following procedure applies:
(1) The certificate holder must file an application to amend its
operations specifications --
(i) At least 90 days before the date proposed by the applicant
for the amendment to become effective, unless a shorter time is
approved, in cases of mergers; acquisitions of airline operational
assets that require an additional showing of safety (e.g., proving
tests); changes in the kind of operation as defined in § 119.3;
resumption of operations following a suspension of operations as a
result of bankruptcy actions; or the initial introduction of aircraft
not before proven for use in air carrier or commercial operator
operations.
(ii) At least 15 days before the date proposed by the applicant
for the amendment to become effective in all other cases.
(2) The application must be submitted to the certificate-holding
district office in a form and manner prescribed by the Administrator.
(3) After considering all material presented, the
certificate-holding district office notifies the certificate holder
of--
(i) The adoption of the applied for amendment;
(ii) The partial adoption of the applied for amendment; or
(iii) The denial of the applied for amendment. The certificate
holder may petition for reconsideration of a denial under paragraph
(d) of this section.
(4) If the certificate-holding district office approves the
amendment, following coordination with the certificate holder
regarding its implementation, the amendment is effective on the date
the Administrator approves it.
(d) When a certificate holder seeks reconsideration of a
decision from the certificate-holding district office concerning the
amendment of operations specifications, the following procedure
applies:
(1) The certificate holder must petition for reconsideration of
that decision within 30 days of the date that the certificate holder
receives a notice of denial of the amendment to its operations
specifications, or of the date it receives notice of an FAA-initiated
amendment to its operations specifications, whichever circumstance
applies.
(2) The certificate holder must address its petition to the
Director, Flight Standards Service.
(3) A petition for reconsideration, if filed within the
30-day period, suspends the effectiveness of any amendment issued by
the certificate-holding district office unless the certificate-holding
district office has found, under paragraph (e) of this section, that
an emergency exists requiring immediate action with respect to safety
in air transportation or air commerce.
(4) If a petition for reconsideration is not filed within 30
days, the procedures of paragraph (c) of this section apply.
(e) If the certificate-holding district office finds that an
emergency exists requiring immediate action with respect to safety in
air commerce or air transportation that makes the procedures set out
in this section impracticable or contrary to the public interest:
(1) The certificate-holding district office amends the
operations specifications and makes the amendment effective on the day
the certificate holder receives notice of it.
(2) In the notice to the certificate holder, the
certificate-holding district office articulates the reasons for its
finding that an emergency exists requiring immediate action with
respect to safety in air transportation or air commerce or that makes
it impracticable or contrary to the public interest to stay the
effectiveness of the amendment.
§ 119.53 Wet leasing of aircraft and other arrangements for
transportation by air.
(a) Unless otherwise authorized by the Administrator, prior to
conducting operations involving a wet lease, each certificate holder
under this part authorized to conduct common carriage operations under
this subchapter shall provide the Administrator with a copy of the wet
lease to be executed which would lease the aircraft to any other
person engaged in common carriage operations under this subchapter,
including foreign air carriers, or to any other foreign person engaged
in common carriage wholly outside the United States.
(b) No certificate holder under this part may wet lease from a
foreign air carrier or any other foreign person or any person not
authorized to engage in common carriage.
(c) Upon receiving a copy of a wet lease, the Administrator
determines which party to the agreement has operational control of the
aircraft and issues amendments to the operations specifications of
each party to the agreement, as needed. The lessor must provide the
following information to be incorporated into the operations
specifications of both parties, as needed.
(1) The names of the parties to the agreement and the duration
thereof.
(2) The nationality and registration markings of each aircraft
involved in the agreement.
(3) The kind of operation (e.g., domestic, flag, supplemental,
commuter, or on-demand).
(4) The airports or areas of operation.
(5) A statement specifying the party deemed to have operational
control and the times, airports, or areas under which such operational
control is exercised.
(d) In making the determination of paragraph (c) of this
section, the Administrator will consider the following:
(1) Crewmembers and training.
(2) Airworthiness and performance of maintenance.
(3) Dispatch.
(4) Servicing the aircraft.
(5) Scheduling.
(6) Any other factor the Administrator considers relevant.
(e) Other arrangements for transportation by air: Except as
provided in paragraph (f) of this section, a certificate holder under
this part operating under part 121 or 135 of this chapter may not
conduct any operation for another certificate holder under this part
or a foreign air carrier under part 129 of this chapter or a foreign
person engaged in common carriage wholly outside the United States
unless it holds applicable Department of Transportation economic
authority, if required, and is authorized under its operations
specifications to conduct the same kinds of operations (as defined in
§ 119.3). The certificate holder conducting the substitute operation
must conduct that operation in accordance with the same operations
authority held by the certificate holder arranging for the substitute
operation. These substitute operations must be conducted between
airports for which the substitute certificate holder holds authority
for scheduled operations or within areas of operations for which the
substitute certificate holder has authority for supplemental or on-
demand operations.
(f) A certificate holder under this part may, if authorized by
the Department of Transportation under § 380.3 of this title and the
Administrator in the case of interstate commuter, interstate domestic,
and flag operations, or the Administrator in the case of scheduled
intrastate common carriage operations, conduct one or more flights for
passengers who are stranded because of the cancellation of their
scheduled flights. These flights must be conducted under the rules of
part 121 or part 135 of this chapter applicable to supplemental or
on-demand operations.
§ 119.55 Obtaining deviation authority to perform operations under a
U.S. military contract.
(a) The Administrator may authorize a certificate holder that is
authorized to conduct supplemental or on-demand operations to deviate
from the applicable requirements of this part, part 121, or part 135
of this chapter in order to perform operations under a U.S. military
contract.
(b) A certificate holder that has a contract with the U.S.
Department of Defense's Air Mobility Command (AMC) must submit a
request for deviation authority to AMC. AMC will review the requests,
then forward the carriers' consolidated requests, along with AMC's
recommendations, to the FAA for review and action.
(c) The Administrator may authorize a deviation to perform
operations under a U.S. military contract under the following
conditions--
(1) The Department of Defense certifies to the Administrator
that the operation is essential to the national defense;
(2) The Department of Defense further certifies that the
certificate holder cannot perform the operation without deviation
authority;
(3) The certificate holder will perform the operation under a
contract or subcontract for the benefit of a U.S. armed service; and
(4) The Administrator finds that the deviation is based on
grounds other than economic advantage either to the certificate holder
or to the United States.
(d) In the case where the Administrator authorizes a deviation
under this section, the Administrator will issue an appropriate
amendment to the certificate holder's operations specifications.
(e) The Administrator may, at any time, terminate any grant of
deviation authority issued under this section.
§ 119.57 Obtaining deviation authority to perform an emergency
operation.
(a) In emergency conditions, the Administrator may authorize
deviations if--
(1) Those conditions necessitate the transportation of persons
or supplies for the protection of life or property; and
(2) The Administrator finds that a deviation is necessary for
the expeditious conduct of the operations.
(b) When the Administrator authorizes deviations for operations
under emergency conditions--
(1) The Administrator will issue an appropriate amendment to the
certificate holder's operations specifications; or
(2) If the nature of the emergency does not permit timely
amendment of the operations specifications--
(i) The Administrator may authorize the deviation orally; and
(ii) The certificate holder shall provide documentation
describing the nature of the emergency to the certificate-holding
district office within 24 hours after completing the operation.
§ 119.58 Emergencies requiring immediate decision and action.
(a) In an emergency situation that requires immediate decision
and action, the pilot in command may take any action that he considers
necessary under the circumstances. In such a case, he may deviate
from prescribed operations procedures and methods, weather minimums,
and this chapter to the extent required in the interest of safety.
(b) In an emergency situation arising during flight, that
requires immediate decision and action by an aircraft dispatcher or
appropriate management personnel, and that is known to him, he shall
advise the pilot in command of the emergency, shall ascertain the
decision of the pilot in command, and shall have the decision
recorded. If he cannot communicate with the pilot, he shall declare
an emergency and take any reasonable action necessary under the
circumstances.
(c) Whenever a pilot in command or a dispatcher or an
appropriate management person exercises emergency authority, he shall
keep the appropriate ATC facility, ground radio station, and, if
applicable, dispatch centers, fully informed of the progress of the
flight. The person declaring the emergency shall send a written
report of any deviation through the certificate holder's management to
the Administrator within 10 days of the emergency action.
§ 119.59 Conducting tests and inspections.
(a) At any time or place, the Administrator may conduct an
inspection or test to determine whether a certificate holder under
this part is complying with title 49 of the United States Code,
applicable regulations, the certificate, or the certificate holder's
operations specifications.
(b) The certificate holder must--
(1) Make available to the Administrator at the certificate
holder's principal base of operations--
(i) The certificate holder's Air Carrier Certificate or the
certificate holder's Operating Certificate and the certificate
holder's operations specifications; and
(ii) A current listing that will include the location and
persons responsible for each record, document, and report required to
be kept by the certificate holder under title 49 of the United States
Code applicable to the operation of the certificate holder.
(2) Allow the Administrator to make any test or inspection to
determine compliance respecting any matter stated in paragraph (a) of
this section.
(c) Each employee of, or person used by, the certificate holder
who is responsible for maintaining the certificate holder's records
must make those records available to the Administrator.
(d) The Administrator may determine a certificate holder's
continued eligibility to hold its certificate and/or operations
specifications on any grounds listed in paragraph (a) of this section,
or any other appropriate grounds.
(e) Failure by any certificate holder to make available to the
Administrator upon request, the certificate, operations
specifications, or any required record, document, or report is grounds
for suspension of all or any part of the certificate holder's
certificate and operations specifications.
(f) In the case of operators conducting intrastate common
carriage operations, these inspections and tests include inspections
and tests of financial books and records.
§ 119.61 Duration and surrender of certificate and operations
specifications.
(a) An Air Carrier Certificate or Operating Certificate issued
under this part is effective until--
(1) The certificate holder surrenders it to the Administrator;
or
(2) The Administrator suspends, revokes, or otherwise terminates
the certificate.
(b) Operations specifications issued under this part, part 121,
or part 135 of this chapter are effective unless --
(1) The Administrator suspends, revokes, or otherwise terminates
the certificate;
(2) The operations specifications are amended as provided in
§ 119.51;
(3) The certificate holder does not conduct a kind of operation
for more than the time specified in § 119.63 and fails to follow the
procedures of § 119.63 upon resuming that kind of operation; or
(4) The Administrator suspends or revokes the operations
specifications for a kind of operation.
(c) Within 30 days after a certificate holder terminates
operations under part 135 of this chapter, the operating certificate
and operations specifications must be surrendered by the certificate
holder to the certificate-holding district office.
§ 119.63 Recency of operation.
(a) Except as provided in paragraph (b) of this section, no
certificate holder may conduct a kind of operation for which it holds
authority in its operations specifications unless the certificate
holder has conducted that kind of operation within the preceding
number of consecutive calendar days specified in this paragraph:
(1) For domestic, flag, or commuter operations -- 30 days.
(2) For supplemental or on-demand operations -- 90 days, except
that if the certificate holder has authority to conduct domestic,
flag, or commuter operations, and has conducted domestic, flag or
commuter operations within the previous 30 days, this paragraph does
not apply.
(b) If a certificate holder does not conduct a kind of operation
for which it is authorized in its operations specifications within the
number of preceding 30 consecutive calendar days specified in
paragraph (a) of this section, it shall not conduct such kind of
operation unless -
(1) It advises the Administrator at least 5 consecutive calendar
days before resumption of that kind of operation; and
(2) It makes itself available and accessible during the 5
consecutive calendar day period in the event that the FAA decides to
conduct a full inspection reexaminationto determine whether the
certificate holder remains properly and adequately equipped and able
to conduct a safe operation.
§ 119.65 Management personnel required for operations conducted under
part 121 of this chapter.
(a) Each certificate holder must have sufficient qualified
management and technical personnel to ensure the highest degree of
safety in its operations. The certificate holder must have qualified
personnel serving full-time in the following or equivalent positions:
(1) Director of Safety.
(2) Director of Operations.
(3) Chief Pilot.
(4) Director of Maintenance.
(5) Chief Inspector.
(b) The Administrator may approve positions or numbers of
positions other than those listed in paragraph (a) of this section for
a particular operation if the certificate holder shows that it can
perform the operation with the highest degree of safety under the
direction of fewer or different categories of management personnel due
to --
(1) The kind of operation involved;
(2) The number and type of airplanes used; and
(3) The area of operations.
(c) The title of the positions required under paragraph (a) of
this section or the title and number of equivalent positions approved
under paragraph (b) of this section shall be set forth in the
certificate holder's operations specifications.
(d) The individuals who serve in the positions required or
approved under paragraph (a) or (b) of this section and anyone in a
position to exercise control over operations conducted under the
operating certificate must --
(1) Be qualified through training, experience, and expertise;
(2) To the extent of their responsibilities, have a full
understanding of the following materials with respect to the
certificate holder's operation-
(i) Aviation safety standards and safe operating practices;
(ii) 14 CFR Chapter I (Federal Aviation Regulations);
(iii) The certificate holder's operations specifications;
(iv) All appropriate maintenance and airworthiness requirements
of this chapter (e.g., parts 1, 21, 23, 25, 43, 45, 47, 65, 91, and
121 of this chapter); and
(v) The manual required by § 121.133 of this chapter; and
(3) Discharge their duties to meet applicable legal requirements
and to maintain safe operations.
(e) Each certificate holder must:
(1) State in the general policy provisions of the manual
required by § 121.133 of this chapter, the duties, responsibilities,
and authority of personnel required under paragraph (a) of this
section;
(2) List in the manual the names and business addresses of the
individuals assigned to those positions; and
(3) Notify the certificate-holding district office within 10
days of any change in personnel or any vacancy in any position
listed.
§ 119.67 Management personnel: Qualifications for operations
conducted under part 121 of this chapter.
(a) To serve as Director of Operations under § 119.65(a) a
person must --
(1) Hold an airline transport pilot certificate;
(2) Have at least 3 years supervisory or managerial experience
within the last 6 years in a position that exercised operational
control over any operations conducted with large airplanes under part
121 or part 135 of this chapter, or if the certificate holder uses
only small airplanes in its operations, the experience may be obtained
in large or small airplanes; and
(3) In the case of a person becoming a Director of
Operations --
(i) For the first time ever, have at least 3 years experience,
within the past 6 years, as pilot in command of a large airplane
operated under part 121 or part 135 of this chapter, if the
certificate holder operates large airplanes. If the certificate
holder uses only small airplanes in its operation, the experience may
be obtained in either large or small airplanes.
(ii) In the case of a person with previous experience as a
Director of Operations, have at least 3 years experience as pilot in
command of a large airplane operated under part 121 or part 135 of
this chapter, if the certificate holder operates large airplanes. If
the certificate holder uses only small airplanes in its operation, the
experience may be obtained in either large or small airplanes.
(b) To serve as Chief Pilot under § 119.65(a) a person must hold
an airline transport pilot certificate with appropriate ratings for at
least one of the airplanes used in the certificate holder's operation
and:
(1) In the case of a person becoming a Chief Pilot for the first
time ever, have at least 3 years experience, within the past 6 years,
as pilot in command of a large airplane operated under part 121 or
part 135 of this chapter, if the certificate holder operates large
airplanes. If the certificate holder uses only small airplanes in its
operation, the experience may be obtained in either large or small
airplanes.
(2) In the case of a person with previous experience as a Chief
Pilot, have at least 3 years experience, as pilot in command of a
large airplane operated under part 121 or part 135 of this chapter, if
the certificate holder operates large airplanes. If the certificate
holder uses only small airplanes in its operation, the experience may
be obtained in either large or small airplanes.
(c) To serve as Director of Maintenance under § 119.65(a) a
person must --
(1) Hold a mechanic certificate with airframe and powerplant
ratings;
(2) Have 1 year of experience in a position responsible for
returning airplanes to service;
(3) Have at least 1 year of experience in a supervisory capacity
under either paragraph (c)(4)(i) or (c)(4)(ii) of this section
maintaining the same category and class of airplane as the certificate
holder uses; and
(4) Have 3 years experience within the past 6 years in one or a
combination of the following --
(i) Maintaining large airplanes with 10 or more passenger seats,
including at the time of appointment as Director of Maintenance,
experience in maintaining the same category and class of airplane as
the certificate holder uses; or
(ii) Repairing airplanes in a certificated airframe repair
station that is rated to maintain airplanes in the same category and
class of airplane as the certificate holder uses.
(d) To serve as Chief Inspector under § 119.65(a) a person
must --
(1) Hold a mechanic certificate with both airframe and
powerplant ratings, and have held these ratings for at least 3 years;
(2) Have at least 3 years of maintenance experience on different
types of large airplanes with 10 or more passenger seats with an air
carrier or certificated repair station, 1 year of which must have been
as maintenance inspector; and
(3) Have at least 1 year in a supervisory capacity maintaining
large aircraft with 10 or more passenger seats.
(e) A certificate holder may request a deviation to employ a
person who does not meet the appropriate airman, managerial, or
supervisory experience requirements of this section if the Manager of
the Air Transportation Division or the Manager of the Aircraft
Maintenance Division of the FAA Flight Standards Service finds that
the person has comparable experience, and can effectively perform the
functions associated with the position in accordance with the Federal
Aviation Regulations and the procedures outlined in the certificate
holder's manual. Grants of deviation under this paragraph may be
granted after consideration of the size and scope of the operation and
the qualifications of the intended personnel. The Administrator may,
at any time, terminate any grant of deviation authority issued under
this paragraph.
§ 119.69 Management personnel required for operations conducted under
part 135 of this chapter.
(a) Each certificate holder must have sufficient qualified
management and technical personnel to ensure the safety of its
operations. Except for a certificate holder using only one pilot in
its operations, the certificate holder must have qualified personnel
serving in the following or equivalent positions:
(1) Director of Operations.
(2) Chief Pilot.
(3) Director of Maintenance.
(b) The Administrator may approve positions or numbers of
positions other than those listed in paragraph (a) of this section for
a particular operation if the certificate holder shows that it can
perform the operation with the highest degree of safety under the
direction of fewer or different categories of management personnel due
to--
(1) The kind of operation involved;
(2) The number and type of aircraft used; and
(3) The area of operations.
(c) The title of the positions required under paragraph (a) of
this section or the title and number of equivalent positions approved
under paragraph (b) of this section shall be set forth in the
certificate holder's operations specifications.
(d) The individuals who serve in the positions required or
approved under paragraph (a) or (b) of this section and anyone in a
position to exercise control over operations conducted under the
operating certificate must --
(1) Be qualified through training, experience, and expertise;
(2) To the extent of their responsibilities, have a full
understanding of the following material with respect to the
certificate holder's operation --
(i) Aviation safety standards and safe operating practices;
(ii) 14 CFR Chapter I (Federal Aviation Regulations);
(iii) The certificate holder's operations specifications;
(iv) All appropriate maintenance and airworthiness requirements
of this chapter (e.g., parts 1, 21, 23, 25, 43, 45, 47, 65, 91, and
135 of this chapter); and
(v) The manual required by § 135.21 of this chapter; and
(3) Discharge their duties to meet applicable legal requirements
and to maintain safe operations.
(e) Each certificate holder must --
(1) State in the general policy provisions of the manual
required by § 135.21 of this chapter, the duties, responsibilities,
and authority of personnel required or approved under paragraph (a) or
(b), respectively, of this section;
(2) List in the manual the names and business addresses of the
individuals assigned to those positions; and
(3) Notify the certificate-holding district office within
10 days of any change in personnel or any vacancy in any position
listed.
§ 119.71 Management personnel: Qualifications for operations
conducted under part 135 of this chapter.
(a) To serve as Director of Operations under § 119.69(a) for a
certificate holder conducting any operations for which the pilot in
command is required to hold an airline transport pilot certificate a
person must hold an airline transport pilot certificate and either:
(1) Have at least 3 years supervisory or managerial experience
within the last 6 years in a position that exercised operational
control over any operations conducted under part 121 or part 135 of
this chapter; or
(2) In the case of a person becoming Director of
Operations --
(i) For the first time ever, have at least 3 years experience,
within the past 6 years, as pilot in command of an aircraft operated
under part 121 or part 135 of this chapter.
(ii) In the case of a person with previous experience as a
Director of Operations, have at least 3 years experience, as pilot in
command of an aircraft operated under part 121 or part 135 of this
chapter.
(b) To serve as Director of Operations under § 119.69(a) for a
certificate holder that only conducts operations for which the pilot
in command is required to hold a commercial pilot certificate, a
person must hold at least a commercial pilot certificate with an
instrument rating and either:
(1) Have at least 3 years supervisory or managerial experience
within the last 6 years in a position that exercised operational
control over any operations conducted under part 121 or part 135 of
this chapter; or
(2) In the case of a person becoming Director of
Operations --
(i) For the first time ever, have at least 3 years experience,
within the past 6 years, as pilot in command of an aircraft operated
under part 121 or part 135 of this chapter.
(ii) In the case of a person with previous experience as a
Director of Operations, have at least 3 years experience as pilot in
command of an aircraft operated under part 121 or part 135 of this
chapter.
(c) To serve as Chief Pilot under § 119.69(a) for a certificate
holder conducting any operation for which the pilot in command is
required to hold an airline transport pilot certificate a person must
hold an airline transport pilot certificate with appropriate ratings
and be qualified to serve as pilot in command in at least one aircraft
used in the certificate holder's operation and:
(1) In the case of a person becoming a Chief Pilot for the first
time ever, have at least 3 years experience, within the past 6 years,
as pilot in command of an aircraft operated under part 121 or part 135
of this chapter.
(2) In the case of a person with previous experience as a Chief
Pilot, have at least 3 years experience as pilot in command of an
aircraft operated under part 121 or part 135 of this chapter.
(d) To serve as Chief Pilot under § 119.69(a) for a certificate
holder that only conducts operations for which the pilot in command is
required to hold a commercial pilot certificate, a person must hold at
least a commercial pilot certificate with an instrument rating and be
qualified to serve as pilot in command in at least one aircraft used
in the certificate holder's operation and:
(1) In the case of a person becoming a Chief Pilot for the first
time ever, have at least 3 years experience, within the past 6 years,
as pilot in command of an aircraft operated under part 121 or part 135
of this chapter.
(2) In the case of a person with previous experience as a Chief
Pilot, have at least 3 years experience as pilot in command of an
aircraft operated under part 121 or part 135 of this chapter.
(e) To serve as Director of Maintenance under § 119.69(a) a
person must hold a mechanic certificate with airframe and powerplant
ratings and either:
(1) Have 3 years of experience within the past 3
yearsmaintaining aircraft as a certificated mechanic, including, at
the time of appointment as Director of Maintenance, experience in
maintaining the same category and class of aircraft as the certificate
holder uses; or
(2) Have 3 years of experience within the past 3 yearsrepairing
aircraft in a certificated airframe repair station, including 1 year
in the capacity of approving aircraft for return to service.
(f) A certificate holder may request a deviation to employ a
person who does not meet the appropriate airman, managerial, or
supervisory experience requirements of this section if the Manager of
the Air Transportation Division or the Manager of the Aircraft
Maintenance Division of the FAA Flight Standards Service finds that
the person has comparable experience, and can effectively perform the
functions associated with the position in accordance with 14 CFR
Chapter I and the procedures outlined in the certificate holder's
manual. Grants of deviation under this paragraph may be granted after
consideration of the size and scope of the operation and the
qualifications of the intended personnel. The Administrator may, at
any time, terminate any grant of deviation authority issued under this
paragraph.
PART 121 -- OPERATING REQUIREMENTS: DOMESTIC, FLAG, AND
SUPPLEMENTAL OPERATIONS
6. The authority citation for part 121 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 40119, 44101, 44701-44702,
44705, 44709-44711, 44713, 44716-44717, 44722, 44901, 44903-44904,
44912, 46105.
7. The heading for part 121 is revised to read as set forth above.
8. Special Federal Aviation Regulation 38-2 is amended by revising
the last paragraph to read as follows:
SFAR 38-2 -- Certification and Operating Requirements
* * * * *
This Special Federal Aviation Regulation No. 38-2 terminates
March 20, 1997.
9. A note for SFAR 50-2 is added to read as follows:
SFAR No. 50-2
NOTE: For the text of SFAR No. 50-2, see part 91 of this
chapter.
10. Section 121.1 is revised to read as follows:
§ 121.1 Applicability.
This part prescribes rules governing --
(a) The domestic, flag, and supplemental operations of each
person who holds or is required to hold an Air Carrier Certificate or
Operating Certificate under part 119 of this chapter.
(b) Each person employed or used by a certificate holder
conducting operations under this part including maintenance,
preventive maintenance, and alteration of aircraft.
(c) Each person who applies for provisional approval of an
Advanced Qualification Program curriculum, curriculum segment, or
portion of a curriculum segment under SFAR No. 58, 14 CFR part 121,
and each person employed or used by an air carrier or commercial
operator under this part to perform training, qualification, or
evaluation functions under an Advanced Qualification Program under
SFAR No. 58, 14 CFR part 121.
(d) Nonstop sightseeing flights conducted with airplanes having
a passenger-seat configuration of 30 seats or fewer and a maximum
payload capacity of 7,500 pounds or less that begin and end at the
same airport, and are conducted within a 25 statute mile radius of
that airport; however, except for operations subject to SFAR 50-2, 14
CFR part 121, these operations, when conducted for compensation or
hire, must comply only with §§ 121.455 and 121.457, except that an
operator who does not hold an air carrier certificate or an operating
certificate is permitted to use a person who is otherwise authorized
to perform aircraft maintenance or preventive maintenance duties and
who is not subject to FAA-approved anti-drug and alcohol misuse
prevention programs to perform --
(1) Aircraft maintenance or preventive maintenance on the
operator's aircraft if the operator would otherwise be required to
transport the aircraft more than 50 nautical miles further than the
repair point closest to the operator's principal base of operations to
obtain these services; or
(2) Emergency repairs on the operator's aircraft if the aircraft
cannot be safely operated to a location where an employee subject to
FAA-approved programs can perform the repairs.
(e) Each person who is on board an aircraft being operated under
this part.
(f) Each person who is an applicant for an Air Carrier
Certificate or an Operating Certificate under part 119 of this
chapter, when conducting proving tests.
11. Section 121.2 is added to read as follows:
§ 121.2 Compliance schedule for operators that transition to part
121; certain new entrant operators.
(a) Applicability. This section applies to the following:
(1) Each certificate holder that was issued an air carrier or
operating certificate and operations specifications under the
requirements of part 135 of this chapter or under SFAR No. 38-2 of 14
CFR part 121 before January 19, 1996, and that conducts scheduled
passenger-carrying operations with:
(i) Nontransport category turbopropeller powered airplanes type
certificated after December 31, 1964, that have a passenger seat
configuration of 10-19 seats;
(ii) Transport category turbopropeller powered airplanes that
have a passenger seat configuration of 20-30 seats; or
(iii) Turbojet engine powered airplanes having a passenger seat
configuration of 1-30 seats.
(2) Each person who, after January 19, 1996, applies for or
obtains an initial air carrier or operating certificate and operations
specifications to conduct scheduled passenger-carrying operations in
the kinds of airplanes described in paragraphs (a)(1)(i), (a)(1)(ii),
or paragraph (a)(1)(iii) of this section.
(b) Obtaining operations specifications. A certificate holder
described in paragraph (a)(1) of this section may not, after March 20,
1997, operate an airplane described in paragraphs (a)(1)(i),
(a)(1)(ii), or (a)(1)(iii) of this section in scheduled passenger-
carrying operations, unless it obtains operations specifications to
conduct its scheduled operations under this part on or before March
20, 1997.
(c) Regular or accelerated compliance. Except as provided in
paragraphs (d), (e), and (i) of this section, each certificate holder
described in paragraphs (a)(1) of this section shall comply with each
applicable requirement of this part on and after March 20, 1997, or on
and after the date on which the certificate holder is issued
operations specifications under this part, whichever occurs first.
Except as provided in paragraphs (d)and (e) of this section, each
person described in paragraph (a)(2) of this section shall comply with
each applicable requirement of this part on and after the date on
which that person is issued a certificate and operations
specifications under this part.
(d) Delayed compliance dates. Unless paragraph (e) of this
section specifies an earlier compliance date, no certificate holder
that is covered by paragraph (a) of this section may operate an
airplane in 14 CFR part 121 operations on or after a date listed in
this paragraph unless that airplane meets the applicable requirement
of this paragraph (d):
(1) Nontransport category turbopropeller powered airplanes type
certificated after December 31, 1964, that have a passenger seating
configuration of 10-19 seats. No certificate holder may operate under
this part an airplane that is described in paragraph (a)(1)(i) of this
section on or after a date listed in paragraph (d)(1) of this section
unless that airplane meets the applicable requirement listed in this
subparagraph:
(i) December 20, 1997:
(A) Section 121.289, Landing gear aural warning.
(B) Section 121.308, Lavatory fire protection.
(C) Section 121.310(e), Emergency exit handle illumination.
(D) Section 121.337(b)(8), Protective breathing equipment.
(E) Section 121.340, Emergency flotation means.
(ii) December 20, 1999: Section 121.342, Pitot heat indication
system.
(iii) December 20, 2010:
(A) For airplanes described in § 121.157(f), the Airplane
Performance Operating Limitations in §§ 121.189 through 121.197.
(B) Section 121.161(b), Ditching approval.
(C) Section 121.305(j), Third attitude indicator.
(D) Section 121.312(c), Passenger seat cushion flammability.
(2) Transport category turbopropeller powered airplanes that
have a passenger seat configuration of 20-30 seats. No certificate
holder may operate under this part an airplane that is described in
paragraph (a)(1)(ii) of this section on or after a date listed in
paragraphs (i) and (ii) unless that airplane meets the applicable
requirement listed in paragraphs (i) and (ii):
(i) December 20, 1997:
(A) Section 121.308, Lavatory fire protection.
(B) Section 121.337(b)(8) and (9), Protective breathing
equipment.
(C) Section 121.340, Emergency flotation means.
(ii) December 20, 2010: Section 121.305(j), Third attitude
indicator.
(e) Newly manufactured airplanes. No certificate holder that is
described in paragraph (a) of this section may operate under this part
an airplane manufactured on or after a date listed in this paragraph
unless that airplane meets the applicable requirement listed in this
paragraph (e).
(1) For nontransport category turbopropeller powered airplanes
type certificated after December 31, 1964, that have a passenger seat
configuration of 10-19 seats:
(i) Manufactured on or after March 20, 1997:
(A) Section 121.305(j), Third attitude indicator.
(B) Section 121.311(f), Safety belts and shoulder harnesses.
(ii) Manufactured on or after December 20, 1997: Section
121.317(a), Fasten seat belt light.
(iii) Manufactured on or after December 20, 1999: Section
121.293, Takeoff warning system.
(2) For transport category turbopropeller powered airplanes that
have a passenger seat configuration of 20-30 seats manufactured on or
after March 20, 1997: Section 121.305(j), Third attitude indicator.
(f) New type certification requirements. No person may operate
an airplane for which the application for a type certificate was filed
after March 29, 1995, in 14 CFR part 121 operations unless that
airplane is type certificated under part 25 of this chapter.
(g) Transition plan. Before March 19, 1996, each certificate
holder described in paragraph (a)(1) of this section must submit to
the FAA a transition plan (containing a calendar of events) for moving
from conducting its scheduled operations under the commuter
requirements of part 135 of this chapter to the requirements for
domestic or flag operations under this part. Each transition plan
must contain details on the following:
(1) Plans for obtaining new operations specifications
authorizing domestic or flag operations;
(2) Plans for being in compliance with the applicable
requirements of this part on or before March 20, 1997; and
(3) Plans for complying with the compliance date schedules
contained in paragraphs (d) and (e) of this section.
(h) Continuing requirements. Until each certificate holder that
is covered by paragraph (a) of this section meets the specific
compliance dates listed in paragraphs (d) and (e) of this section, the
certificate holder shall comply with the applicable airplane and
equipment requirements of part 135 of this chapter.
(i) Delayed pilot age limitation:
(1) Notwithstanding § 121.383(c), and except as provided in
paragraph (i)(2) of this section, a certificate holder covered by
paragraph (a)(1) of this section may use the services of a person as a
pilot after that person has reached his or her 60th birthday, until
December 20, 1999. Notwithstanding § 121.383(c), and except as
provided in paragraph (i)(2) of this section, a person may serve as a
pilot for a certificate holder covered by paragraph (a)(1) of this
section after that person has reached his or her 60th birthday, until
December 20, 1999.
(2) This paragraph (i)(1) applies only to persons who were
employed as pilots by a certificate holder covered by paragraph (a)(1)
of this section on or before March 20, 1997.
§§ 121.3, 121.5, 121.7, 121.9, and 121.13 [Removed]
12. Sections 121.3, 121.5, 121.7, 121.9, and 121.13 are removed.
§ 121.4 [Amended]
13. Section 121.4 is amended by removing "§ 121.3" wherever it
appears and adding in its place "part 119 of this chapter".
14. Section 121.15 is revised to read as follows:
§ 121.15 Carriage of narcotic drugs, marihuana, and depressant or
stimulant drugs or substances.
If a certificate holder operating under this part permits any
aircraft owned or leased by that holder to be engaged in any operation
that the certificate holder knows to be in violation of § 91.19(a) of
this chapter, that operation is a basis for suspending or revoking the
certificate.
Subpart B -- [Removed and Reserved]
15. Subpart B (§§ 121.21 through 121.29) is removed, and the subpart
heading is reserved.
Subpart C -- [Removed and Reserved]
16. Subpart C (§§ 121.41 through 121.61) is removed and the subpart
heading is reserved.
Subpart D -- [Removed and Reserved]
17. Subpart D (§§ 121.71 through 121.83) is removed and the subpart
heading is reserved.
18. Section 121.133 is revised to read as follows:
§ 121.133 Preparation.
(a) Each certificate holder shall prepare and keep current a
manual for the use and guidance of flight, ground operations, and
management personnel in conducting its operations.
(b) For the purpose of this subpart, the certificate holder may
prepare that part of the manual containing maintenance information and
instructions, in whole or in part, in printed form or other form
acceptable to the Administrator.
19. Section 121.135 is amended by revising paragraphs (a)(4); (b)(2);
(b)(6); (b)(7); (b)(8)(i), (ii), and (iii); (b) introductory text and
(c) to read as follows:
§ 121.135 Contents.
(a) * * *
(4) Not be contrary to any applicable Federal regulation and, in
the case of a flag or supplemental operation, any applicable foreign
regulation, or the certificate holder's operations specifications or
operating certificate.
* * * * *
(b) * * *
(2) Duties and responsibilities of each crewmember, appropriate
members of the ground organization, and management personnel.
* * * * *
(6) For domestic or flag operations, appropriate information
from the en route operations specirfications, including for each
approved route the types of airplanes authorized, the type of
operation such as VFR, IFR, day, night, etc., and any other pertinent
information.
(7) For supplemental operations, appropriate information from
the operations specifications, including the area of operations
authorized, the types of airplanes authorized, the type of operation
such as VFR, IFR, day, night, etc., and any other pertinent
information.
(8) * * *
(i) Its location (domestic and flag operations only);
(ii) Its designation (regular, alternate, provisional, etc.)
(domestic and flag operations only);
(iii) The types of airplanes authorized (domestic and flag
operations only);
* * * * *
(23) Procedures and information to assist personnel to identify
packages marked or labeled as containing hazardous materials and, if
these materials are to be carried, stored, or handled, procedures and
instructions relating to the carriage, storage, or handling of
hazardous materials, including the following:
* * *
(c) Each certificate holder shall maintain at least one complete
copy of the manual at its principal base of operations.
20. Section 121.141 is revised amended by revising the section
heading, paragraph (a), and the introductory text of paragraph (b) to
read as follows:
§ 121.141 Airplane flight manual.
(a) Each certificate holder shall keep a current approved
airplane flight manual for each type of airplane that it operates
except for nontransport category airplanes certificated before January
1, 1965.
(b) In each airplane required to have an airplane flight manual
in paragraph (a) of this section, the certificate holder shall carry
either the manual required by § 121.133, if it contains the
information required for the applicable flight manual and this
information is clearly identified as flight manual requirements, or an
approved Airplane Manual. If the certificate holder elects to carry
the manual required by § 121.133, the certificate holder may revise
the operating procedures sections and modify the presentation of
performance data from the applicable flight manual if the revised
operating procedures and modified performance date presentation are--
(1) Approved by the Administrator; and
(2) Clearly identified as airplane flight manual requirements.
* * * * *
[SEE PREAMBLE DISCUSSION UNDER VI.B.3, MANUAL REQUIREMENTS, FOR
POSSIBLE CHANGE TO (b)(2)]
21. Section 121.157 is amended by revising paragraphs (b) and (e) and
by adding new paragraphs (f), (g), and (h) to read as follows:
§ 121.157 Aircraft certification and equipment requirements.
* * * * *
(b) Airplanes certificated after June 30, 1942. Except as
provided in paragraphs (c), (d), (e), and (f) of this section, no
certificate holder may operate an airplane that was type certificated
after June 30, 1942, unless it is certificated as a transport category
airplane and meets the requirements of § 121.173(a), (b), (d), and
(e).
* * * * *
(e) Commuter category airplanes. Except as provided in
paragraphs (c) and (d) of this section, no certificate holder may
operate under this part a nontransport category airplane type
certificated after December 31, 1964, and before March 30, 1995,
unless it meets the applicable requirements of § 121.173(a), (b), (d),
(e), and (f) and was type certificated in the commuter category.
(f) Other nontransport category airplanes. Except as provided
in paragraphs (c), (d), and (e) of this section, no certificate holder
may operate under this part a nontransport category airplane type
certificated after December 31, 1964, unless it meets the applicable
requirements of § 121.173(a), (b), (d), and (e), was manufactured
before March 20, 1997, and meets one of the following:
(1) Until March 20, 1997:
(i) The airplane was type certificated in the normal category
before July 1, 1970, and meets special conditions issued by the
Administrator for airplanes intended for use in operations under part
135 of this chapter.
(ii) The airplane was type certificated in the normal category
before July 19, 1970, and meets the additional airworthiness standards
in SFAR No. 23, 14 CFR part 23.
(iii) The airplane was type certificated in the normal category
and meets the additional airworthiness standards in appendix A of part
135 of this chapter.
(iv) The airplane was type certificated in the normal category
and complies with either section 1.(a) or 1.(b) of SFAR No. 41, 14 CFR
part 21.
(2) The airplane was type certificated in the normal category,
meets the additional requirements described in paragraphs (f)(1)(i)
through (f)(1)(iv) of this section, and meets the performance
requirements in appendix K of this part.
(g) Certain newly manufactured airplanes. No certificate holder
may operate an airplane under this part that was type certificated as
described in paragraphs (f)(1)(i) through (f)(1)(iv) of this section
and that was manufactured after March 20, 1997, unless it meets the
performance requirements in appendix K of this part.
(h) Newly type certificated airplanes. No person may operate
under this part an airplane for which the application for a type
certificate is submitted after March 29, 1995, unless the airplane is
type certificated under part 25 of this chapter.
22. Section 121.159 is revised to read as follows:
§ 121.159 Single-engine airplanes prohibited.
No certificate holder may operate a single-engine airplane under
this part.
23. Section 121.161 is amended by revising paragraph (b) and by
adding a new paragraph (c) to read as follows:
§ 121.161 Airplane limitations: Type of route.
* * * * *
(b) Except as provided in paragraph (c) of this section, no
certificate holder may operate a land airplane (other than a DC-3, C-
46, CV-240, CV-340, CV-440, CV-580, CV-600, CV-640, or Martin 404) in
an extended overwater operation unless it is certificated or approved
as adequate for ditching under the ditching provisions of part 25 of
this chapter.
(c) Until December 20, 2010, a certificate holder may operate,
in an extended overwater operation, a nontransport category land
airplane type certificated after December 31, 1964, that was not
certificated or approved as adequate for ditching under the ditching
provisions of part 25 of this chapter.
24. Section 121.163 is amended by revising paragraphs (a), (b), and
(c) and the introductory text of paragraph (d) to read as follows:
§ 121.163 Airplane proving tests.
(a) Initial airplane proving tests. No person may operate an
airplane not before proven for use in a kind of operation under this
part or part 135 of this chapter unless an airplane of that type has
had, in addition to the airplane certification tests, at least 100
hours of proving tests acceptable to the Administrator, including a
representative number of flights into en route airports. The
requirement for at least 100 hours of proving tests may be reduced by
the Administrator if the Administrator determines that a satisfactory
level of proficiency has been demonstrated to justify the reduction.
At least 10 hours of proving flights must be flown at night; these
tests are irreducible.
(b) Proving tests for kinds of operations. Unless otherwise
authorized by the Administrator, for each type of airplane, a
certificate holder must conduct at least 50 hours of proving tests
acceptable to the Administrator for each kind of operation it intends
to conduct, including a representative number of flights into en route
airports.
(c) Proving tests for materially altered airplanes. Unless
otherwise authorized by the Administrator, for each type of airplane
that is materially altered in design, a certificate holder must
conduct at least 50 hours of proving tests acceptable to the
Administrator for each kind of operation it intends to conduct with
that airplane, including a representative number of flights into en
route airports.
(d) Definition of materially altered. For the purposes of
paragraph (c) of this section, a type of airplane is considered to be
materially altered in design if the alteration includes --
* * * * *
25. Subpart I is amended by removing the words "transport category"
wherever they appear.
26. Paragraphs (a), (b), (c), and (e) of § 121.173 are revised to
read as follows:
§ 121.173 General.
(a) Except as provided in paragraph (c) of this section, each
certificate holder operating a reciprocating-engine-powered airplane
shall comply with §§ 121.175 through 121.187.
(b) Except as provided in paragraph (c) of this section, each
certificate holder operating a turbine-engine-powered airplane shall
comply with the applicable provisions of §§ 121.189 through 121.197,
except that when it operates--
(1) A turbo-propeller-powered airplane type certificated after
August 29, 1959, but previously type certificated with the same number
of reciprocating engines, the certificate holder may comply with §§
121.175 through 121.187; or
(2) Until December 20, 2010, a turbo-propeller-powered airplane
described in § 121.157(f), the certificate holder may comply with the
applicable performance requirements of appendix K of this part.
(c) Each certificate holder operating a large nontransport
category airplane type certificated before January 1, 1965, shall
comply with §§ 121.199 through 121.205 and any determination of
compliance must be based only on approved performance data.
* * * * *
(e) Except as provided in paragraph (c) of this section, no
person may take off a reciprocating-engine-powered airplane at a
weight that is more than the allowable weight for the runway being
used (determined under the runway takeoff limitations of the transport
category operating rules of 14 CFR part 121, subpart I) after taking
into account the temperature operating correction factors in the
applicable Airplane Flight Manual.
* * * * *
27. Section 121.175 is amended by revising the section heading and
adding a new paragraph (f) to read as follows:
§ 121.175 Airplanes: Reciprocating-engine-powered: Weight
limitations.
* * * * *
(f) This section does not apply to large nontransport category
airplanes operated under § 121.173(c).
28. Section 121.177 is amended by revising the section heading and
adding a new paragraph (c) to read as follows:
§ 121.177 Airplanes: Reciprocating-engine-powered: Takeoff
limitations.
* * * * *
(c) This section does not apply to large nontransport category
airplanes operated under § 121.173(c).
29. Section 121.179 is amended by revising the section heading and
adding a new paragraph (c) to read as follows:
§ 121.179 Airplanes: Reciprocating-engine-powered: En route
limitations: all engines operating.
* * * * *
(c) This section does not apply to large nontransport category
airplanes operated under § 121.173(c).
30. Section 121.181 is amended by revising the section heading; by
revising the formulas in paragraphs (a) and (c)(1) to read "(0.079-
0.106/N) Vso2" and revising "0.026 Vso2" in paragraphs (a) and (c)(1) to
read "0.026 Vso2"; and adding a new paragraph (d) to read as follows:
§ 121.181 Airplanes: Reciprocating-engine-powered: En route
limitations: One engine inoperative.
* * * * *
(d) This section does not apply to large nontransport category
airplanes operated under § 121.173(c).
§ 121.183 [Amended]
31. Section 121.183 is amended by revising "0.0013 Vso2" in paragraphs
(a)(2) and (b)(3) to read "0.013 Vso2".
32. Section 121.185 is amended by revising the section heading and
adding a new paragraph (c) to read as follows:
§ 121.185 Airplanes: Reciprocating-engine-powered: Landing
limitations: Destination airport.
* * * * *
(c) This section does not apply to large nontransport category
airplanes operated under § 121.173(c).
33. Section 121.187 is amended by revising the section heading,
designating the existing text as paragraph (a), and by adding a new
paragraph (b) to read as follows:
§ 121.187 Airplanes: Reciprocating-engine-powered: Landing
limitations: Alternate airport.
* * * * *
(b) This section does not apply to large nontransport category
airplanes operated under § 121.173(c).
34. Section 121.211 is revised to read as follows:
§ 121.211 Applicability.
(a) This subpart prescribes special airworthiness requirements
applicable to certificate holders as stated in paragraphs (b) through
(e) of this section.
(b) Except as provided in paragraph (d) of this section, each
airplane type certificated under Aero Bulletin 7A or part 04 of the
Civil Air Regulations in effect before November 1, 1946 must meet the
special airworthiness requirements in §§ 121.215 through 121.283.
(c) Each certificate holder must comply with the requirements of
§§ 121.285 through 121.291.
(d) If the Administrator determines that, for a particular model
of airplane used in cargo service, literal compliance with any
requirement under paragraph (b) of this section would be extremely
difficult and that compliance would not contribute materially to the
objective sought, he may require compliance only with those
requirements that are necessary to accomplish the basic objectives of
this part.
(e) No person may operate under this part a nontransport category
airplane type certificated after December 31, 1964, unless the
airplane meets the special airworthiness requirements in § 121.293.
§ 121.213 [Reserved]
35. Section 121.213 is removed and reserved.
36. Section 121.285 is amended by revising paragraph (a) and by
adding a new paragraph (d) to read as follows:
§ 121.285 Carriage of cargo in passenger cargo compartments.
(a) Except as provided in paragraph (b), (c), or (d) or this
section, no certificate holder may carry cargo in the passenger
compartment of an airplane.
* * * * *
(d) Cargo, including carry-on baggage, may be carried anywhere in
the passenger compartment of a nontransport category airplane type
certificated after December 31, 1964, if it is carried in an approved
cargo rack, bin, or compartment installed in or on the airplane, if it
is secured by an approved means, or if it is carried in accordance
with each of the following:
(1) For cargo, it is properly secured by a safety belt or other
tie-down having enough strength to eliminate the possibility of
shifting under all normally anticipated flight and ground conditions,
or for carry-on baggage, it is restrained so as to prevent its
movement during air turbulence.
(2) It is packaged or covered to avoid possible injury to
occupants.
(3) It does not impose any load on seats or in the floor
structure that exceeds the load limitation for those components.
(4) It is not located in a position that obstructs the access
to, or use of, any required emergency or regular exit, or the use of
the aisle between the crew and the passenger compartment, or is
located in a position that obscures any passenger's view of the "seat
belt" sign, "no smoking" sign or placard, or any required exit sign,
unless an auxiliary sign or other approved means for proper
notification of the passengers is provided.
(5) It is not carried directly above seated occupants.
(6) It is stowed in compliance with this section for takeoff and
landing.
(7) For cargo-only operations, paragraph (d)(4) of this section
does not apply if the cargo is loaded so that at least one emergency
or regular exit is available to provide all occupants of the airplane
a means of unobstructed exit from the airplane if an emergency
occurs.
§ 121.289 [Amended]
37. Section 121.289(a) introductory text is amended by removing the
word "large."
38. Section 121.291 is amended by revising the introductory text of
paragraph (b) and the introductory text of paragraph (c); revising
paragraph (c)(2) and (c)(4); and by adding a new sentence at the end
of paragraph (d) to read as follows:
§ 121.291 Demonstration of emergency evacuation procedures.
* * * * *
(b) Each certificate holder conducting operations with airplanes
with a seating capacity of more than 44 passengers must conduct a
partial demonstration of emergency evacuation procedures in accordance
with paragraph (c) of this section upon:
* * * * *
(c) In conducting the partial demonstration required by
paragraph (b) of this section, each certificate holder must:
* * * * *
(2) Apply for and obtain approval from the certificate-holding
district office before conducting the demonstration;
* * * * *
(4) Apply for and obtain approval from the certificate-holding
district office before commencing operations with this type and model
airplane.
(d) * * * For certificate holders subject to § 121.2(a)(1),
this paragraph applies only when a new type or model airplane is
introduced into the certificate holder's operations after January 19,
1996.
* * * * *
39. A new § 121.293 is added to read as follows:
121.293 Special airworthiness requirements for nontransport category
airplanes type certificated after December 31, 1964.
No certificate holder may operate a nontransport category
airplane manufactured after December 20, 1999, unless the airplane
contains a takeoff warning system that meets the requirements of 14
CFR 25.703. However, the takeoff warning system does not have to
cover any device for which it has been demonstrated that takeoff with
that device in the most adverse position would not create a hazardous
condition.
40. Section 121.305 is amended by revising paragraph (j) and adding a
new paragraph (k) to read as follows:
§ 121.305 Flight and navigational equipment.
* * * * *
(j) On the airplanes described in this paragraph, in addition to
two gyroscopic bank-and-pitch indicators (artificial horizons) for use
at the pilot stations, a third such instrument that complies with the
provisions of paragraph (k) of this section:
(1) On each turbojet powered airplane.
(2) On each turbopropeller powered airplane that is manufactured
after March 20, 1997.
(3) After December 20, 2010, on each turbopropeller powered
airplane having a passenger seat configuration of 10-30 seats, that
was manufactured before March 20, 1997.
(k) When required by paragraph (j) of this section, a third
gyroscopic bank-and-pitch indicator (artificial horizon) that:
(1) Is powered from a source independent of the electrical
generating system;
(2) Continues reliable operation for a minimum of 30 minutes
after total failure of the electrical generating system;
(3) Operates independently of any other attitude indicating
system;
(4) Is operative without selection after total failure of the
electrical generating system;
(5) Is located on the instrument panel in a position acceptable
to the Administrator that will make it plainly visible to and usable
by each pilot at his or her station; and
(6) Is appropriately lighted during all phases of operation.
41. Section 121.308 is revised to read as follows:
§ 121.308 Lavatory fire protection.
(a) Except as provided in paragraphs (c) and (d) of this
section, no person may operate a passenger-carrying airplane unless
each lavatory in the airplane is equipped with a smoke detector system
or equivalent that provides a warning light in the cockpit or provides
a warning light or audio warning in the passenger cabin which would be
readily detected by a flight attendant, taking into consideration the
positioning of flight attendants throughout the passenger compartment
during various phases of flight.
(b) Except as provided in paragraph (c) of this section, no
person may operate a passenger-carrying airplane unless each lavatory
in the airplane is equipped with a built-in fire extinguisher for each
disposal receptacle for towels, paper, or waste located within the
lavatory. The built-in fire extinguisher must be designed to
discharge automatically into each disposal receptacle upon occurrence
of a fire in the receptacle.
(c) Until December 20, 1997, a certificate holder described in §
121.2(a)(1) or (2) may operate an airplane with a passenger seat
configuration of 30 or fewer seats that does not comply with the
smoke detector system requirements described in paragraph (a) of this
section and the fire extinguisher requirements described in paragraph
(b) of this section.
(d) After December 20, 1997, no person may operate a
nontransport category airplane type certificated after December 31,
1964, with a passenger seat configuration of 10-19 seats unless that
airplane complies with the smoke detector system requirements
described in paragraph (a) of this section, except that the smoke
detector system or equivalent must provide a warning light in the
cockpit or an audio warning that would be readily detected by the
flightcrew.
42. Section 121.309 is amended by revising paragraphs (c)(7), (d)(1),
and (e) to read as follows:
§ 121.309 Emergency equipment.
* * * * *
(c) * * *
(7) At least two of the required hand fire extinguisher
installed in passenger-carrying airplanes must contain Halon 1211
(bromochlorofluoromethane) or equivalent as the extinguishing agent.
At least one hand fire extinguisher in the passenger compartment must
contain Halon 1211 or equivalent.
* * * * *
(d) First aid and emergency medical equipment and protective
gloves. (1) For treatment of injuries or medical emergencies that
might occur during flight time or in minor accidents each passenger-
carrying airplane must have the following equipment that meets the
specifications and requirements of appendix A of this part:
(i) Approved first aid kits and
(ii) In airplanes for which a flight attendant is required, an
emergency medical kit.
* * * * *
(e) Crash ax. Except for nontransport category airplanes type
certificated after December 31, 1964, each airplane must be equipped
with a crash ax.
* * * * *
43. Section 121.310 is amended by revising the first sentence of the
introductory text of paragraph (c); revising paragraphs (d)(1), (2),
(3), and (4); revising the introductory text of paragraph (f);
revising the introductory text of paragraph (h)(1); revising the
introductory text of paragraph (k); and revising paragraph (l) to read
as follows:
121.310 Additional emergency equipment.
* * * * *
(c) Lighting for interior emergency exit markings. Except for
nontransport category airplanes type certificated after December 31,
1964, eacg passenger-carrying airplane must have an emergency lightin
system, independent of the main lighting system. However, sources of
general cabin illumination may be common to both the emergency and the
main lighting systems if the power supply to the emergency lighting
system is independent of the power supply to the main lighting system.
The emergency lighting system must --
* * *
(d) * * *
(1) Each light must --
(i) Be operable manually both from the flightcrew station and,
for airplanes on which a flight attendant is required, from a point in
the passenger compartment that is readily accessible to a normal
flight attendant seat;
(ii) Have a means to prevent inadvertent operation of the manual
controls; and
(iii) When armed or turned on at either station, remain lighted
or become lighted upon interruption of the airplane's normal electric
power.
(2) Each light must be armed or turned on during taxiing,
takeoff, and landing. In showing compliance with this paragraph a
transverse vertical separation of the fuselage need not be considered.
(3) Each light must provide the required level of illumination
for at least 10 minutes at the critical ambient conditions after
emergency landing.
(4) Each light must have a cockpit control device that has an
"on," "off," and "armed" position.* * * *
*
(f) Emergency exit access. Access to emergency exits must be
provided as follows for each passenger-carrying transport category
airplane:
* * * * *
(h) * * *
(1) Except for nontransport category airplanes certificated
after December 31, 1964, each passenger-carrying airplane must be
equipped with exterior lighting that meets the following requirements;
* * *
(i) * * *
(J) * * *
(k) On each large passenger-carrying turbojet-powered airplane,
each ventral exit and tailcone exit must be --
* * *
(l) Portable lights. No person may operate a passenger-carrying
airplane unless it is equipped with flashlight stowage provisions
accessible from each flight attendant seat.
* * * * *
44. Section 121.311 is amended by revising the first sentence of the
introductory text of paragraph (e), by adding a new paragraph (e)(3),
by revising the introductory text of paragraph (f), and by revising
paragraph (h) to read as follows:
§ 121.311 Seats, safety belts, and shoulder harnesses.
* * * * *
(e) Except as provided in paragraphs (e)(1) through (e)(3) of
this section, no certificate holder may take off or land an airplane
unless each passenger seat back is in the upright position.
* * * * *
(3) On airplanes with no flight attendant, the certificate
holder may take off or land as long as the flightcrew instructs each
passenger to place his or her seat back in the upright position for
takeoff and landing.
(f) No person may operate a transport category airplane that was
type certificated after January 1, 1958, or a nontransport category
airplane manufactured after March 20, 1997, unless it is equipped at
each flight deck station with a combined safety belt and shoulder
harness that meets the applicable requirements specified in § 25.785
of this chapter, effective March 6, 1980, except that --
* * * * *
(h) Each occupant of a seat equipped with a shoulder harness or
with a combined safety belt and shoulder harness must have the
shoulder harness or combined safety belt and shoulder harness properly
secured about that occupant during takeoff and landing, except that a
shoulder harness that is not combined with a safety belt may be
unfastened if the occupant cannot perform the required duties with the
shoulder harness fastened.
* * * * *
45. Section 121.312 is revised to read as follows:
§ 121.312 Materials for compartment interiors.
(a) All interior materials; transport category airplanes and
nontransport category airplanes type certificated before January 1,
1965. Except for the materials covered by paragraph (b) of this
section, all materials in each compartment of a transport category
airplane, or a nontransport category airplane type certificated before
January 1, 1965, used by the crewmembers and passengers, must meet the
requirements of § 25.853 of this chapter in effect as follows, or
later amendment thereto:
(1) Airplane with passenger seating capacity of 20 or more.
(i) Manufactured after August 19, 1988, but prior to August 20,
1990. Except as provided in paragraph (a)(3)(ii) of this section,
each airplane with a passenger capacity of 20 or more and manufactured
after August 19, 1988, but prior to August 20, 1990, must comply with
the heat release rate testing provisions of § 25.853(d) in effect
March 6, 1995 (formerly § 25.853(a-1) in effect on August 20,
1986)(see App. L of this part), except that the total heat release
over the first 2 minutes of sample exposure must not exceed 100
kilowatt minutes per square meter and the peak heat release rate must
not exceed 100 kilowatts per square meter.
(ii) Manufactured after August 19, 1990. Each airplane with a
passenger capacity of 20 or more and manufactured after August 19,
1990, must comply with the heat release rate and smoke testing
provisions of § 25.853(d) in effect March 6, 1995 (formerly
§ 25.853(a-1)(see app. L of this part) in effect on September 26,
1988).
(2) Substantially complete replacement of the cabin interior on
or after May 1, 1972.
(i) Airplane for which the application for type certificate was
filed prior to May 1, 1972. Except as provided in paragraph (a)(3)(i)
or (a)(3)(ii) of this section, each airplane for which the application
for type certificate was filed prior to May 1, 1972, must comply with
the provisions of § 25.853 in effect on April 30, 1972, regardless of
passenger capacity, if there is a substantially complete replacement
of the cabin interior after April 30, 1972.
(ii) Airplane for which the application for type certificate was
filed on or after May 1, 1972. Except as provided in paragraph
(a)(3)(i) or (a)(3)(ii) of this section, each airplane for which the
application for type certificate was filed on or after May 1, 1972,
must comply with the material requirements under which the airplane
was type certificated, regardless of passenger capacity, if there is a
substantially complete replacement of the cabin interior on or after
that date.
(3) Airplane type certificated after January 1, 1958, with
passenger capacity of 20 or more.
(i) Substantially complete replacement of the cabin interior on
or after March 6, 1995. Except as provided in paragraph (a)(3)(ii) of
this section, each airplane that was type certificated after January
1, 1958, and has a passenger capacity of 20 or more, must comply with
the heat release rate testing provisions of § 25.853(d) in effect
March 6, 1995 (formerly § 25.853(a-1) in effect on August 20,
1986)(see app. L of this part), if there is a substantially complete
replacement of the cabin interior components identified in
§ 25.853(d), on or after that date, except that the total heat release
over the first 2 minutes of sample exposure shall not exceed 100
kilowatt-minutes per square meter and the peak heat release rate must
not exceed 100 kilowatts per square meter.
(ii) Substantially complete replacement of the cabin interior on
or after August 20, 1990. Each airplane that was type certificated
after January 1, 1958, and has a passenger capacity of 20 or more,
must comply with the heat release rate and smoke testing provisions of
§ 25.853(d) in effect March 6, 1995 (formerly § 25.853(a-1) in effect
on September 26, 1988)(see app. L of this part), if there is a
substantially complete replacement of the cabin interior components
identified in § 25.853(d), on or after August 20, 1990.
(4) Contrary provisions of this section notwithstanding, the
Manager of the Transport Airplane Directorate, Aircraft Certification
Service, Federal Aviation Administration, may authorize deviation from
the requirements of paragraph (a)(1)(i), (a)(1)(ii), (a)(3)(i), or
(a)(3)(ii) of this section for specific components of the cabin
interior that do not meet applicable flammability and smoke emission
requirements, if the determination is made that special circumstances
exist that make compliance impractical. Such grants of deviation will
be limited to those airplanes manufactured within 1 year after the
applicable date specified in this section and those airplanes in which
the interior is replaced within 1 year of that date. A request for
such grant of deviation must include a thorough and accurate analysis
of each component subject to § 25.853(a-1), the steps being taken to
achieve compliance, and, for the few components for which timely
compliance will not be achieved, credible reasons for such
noncompliance.
(5) Contrary provisions of this section notwithstanding, galley
carts and galley standard containers that do not meet the flammability
and smoke emission requirements of § 25.853(d) in effect March 6, 1995
(formerly § 25.853(a-1)) (see app. L of this part) may be used in
airplanes that must meet the requirements of paragraphs (a)(1)(i),
(a)(1)(ii), (a)(3)(i), or (a)(3)(ii) of this section, provided the
galley carts or standard containers were manufactured prior to March
6, 1995.
(b) Seat cushions. Seat cushions, except those on flight
crewmember seats, in each compartment occupied by crew or passengers,
must comply with the requirements pertaining to seat cushions in
§ 25.853(c) effective on November 26, 1984, on each airplane as
follows:
(1) Each transport category airplane type certificated after
January 1, 1958; and
(2) On or after December 20, 2010, each nontransport category
airplane type certificated after December 31, 1964.
(c) All interior materials; airplanes type certificated in
accordance with SFAR No. 41 of14 CFR part 21. No person may operate
an airplane that conforms to an amended or supplemental type
certificate issued in accordance with SFAR No. 41 of 14 CFR part 21
for a maximum certificated takeoff weight in excess of 12,500 pounds
unless the airplane meets the compartment interior requirements set
forth in § 25.853(a) in effect March 6, 1995 (formerly § 25.853(a),
(b), (b-1), (b-2), and (b-3) of this chapter in effect on September
26, 1978)(see app. L of this part).
(d) All interior materials; other airplanes. For each material
or seat cushion to which a requirement in paragraphs (a), (b), or (c)
of this section does not apply, the material and seat cushion in each
compartment used by the crewmembers and passengers must meet the
applicable requirement under which the airplane was type certificated.
46. Section 121.313(f) is revised to read as follows:
§ 121.313 Miscellaneous equipment.
* * * * *
(f) A door between the passenger and pilot compartments, with a
locking means to prevent passengers from opening it without the
pilot's permission, except that nontransport category airplanes
certificated after December 31, 1964, are not required to comply with
this paragraph.
* * * * *
47. Section 121.317 is amended by revising paragraphs (a), (b), and
(k) and by adding a new paragraph (l) to read as follows:
§ 121.317 Passenger information.
(a) Except as provided in paragraph (l) of this section, no
person may operate an airplane unless it is equipped with passenger
information signs that meet the requirements of § 25.791 of this
chapter. Except as provided in paragraph (l) of this section, the
signs must be constructed so that the crewmembers can turn them on and
off.
(b) Except as provided in paragraph (l) of this section, the
"Fasten Seat Belt" sign shall be turned on during any movement on the
surface, for each takeoff, for each landing, and at any other time
considered necessary by the pilot in command.
* * * * *
(k) Each passenger shall comply with instructions given him or
her by a crewmember regarding compliance with paragraphs (f), (g),
(h), and (l) of this section.
(l) A certificate holder may operate a nontransport category
airplane type certificated after December 31, 1964, that is
manufactured before December 20, 1997, if it is equipped with at least
one placard that is legible to each person seated in the cabin that
states "Fasten Seat Belt," and if, during any movement on the surface,
for each takeoff, for each landing, and at any other time considered
necessary by the pilot in command, a crewmember orally instructs the
passengers to fasten their seat belts.
48. Section 121.323(b) and (c) are revised to read as follows:
§ 121.323 Instruments and equipment for operations at night.
* * * * *
(b) An anti-collision light.
(c) Two landing lights, except that only one landing light is
required for nontransport category airplanes type certificated after
December 31, 1964.
* * * * *
49. Section 121.337 is amended by removing the words "a transport
category" from the introductory text in paragraph (b) and adding in
its pale "an", by adding a heading in paragraph (b)(8), by adding a
heading and revising the introductory text of paragraph (b)(9), and by
removing paragraph (d) to read as follows:
§ 121.337 Protective breathing equipment.
* * * * *
(b) * * *
(8) Smoke and fume protection. * * *
(9) Fire combatting. Except for nontransport category airplanes
type certificated after December 31, 1964, protective breathing
equipment with a portable breathing gas supply meeting the
requirements of this section must be easily accessible and
conveniently located for immediate use by crewmembers in combatting
fires as follows:
* * * * *
50. Section 121.340 is amended by revising paragraph (a) to read as
follows:
§ 121.340 Emergency flotation means.
(a) Except as provided in paragraph (b) of this section, no
person may operate an airplane in any overwater operation unless it is
equipped with life preservers in accordance with § 121.339(a)(1) or
with an approved flotation means for each occupant. This means must
be within easy reach of each seated occupant and must be readily
removable from the airplane.
* * * * *
51. Section 121.341 is amended by revising paragraph (a) and by
adding new paragraphs (c) and (d) to read as follows:
§ 121.341 Equipment for operations in icing conditions.
(a) Except as permitted in paragraph (c)(2) of this section,
unless an airplane is type certificated under the transport category
airworthiness requirements relating to ice protection, or unless an
airplane is a non-transport category airplane type certificated after
December 31, 1964, that has the ice protection provisions that meet
section 34 of appendix A of part 135 of this chapter, no person may
operate an airplane in icing conditions unless it is equipped with
means for the prevention or removal of ice on windshields, wings,
empennage, propellers, and other parts of the airplane where ice
formation will adversely affect the safety of the airplane.
* * * * *
(c) Non-transport category airplanes type certificated after
December 31, 1964. Except for an airplane that has ice protection
provisions that meet section 34 of appendix A of part 135 of this
chapter, or those for transport category airplane type certification,
no person may operate --
(1) Under IFR into known or forecast light or moderate icing
conditions;
(2) Under VFR into known light or moderate icing conditions;
unless the airplane has functioning deicing anti-icing equipment
protecting each propeller, windshield, wing, stabilizing or control
surface, and each airspeed, altimeter, rate of climb, or flight
attitude instrument system; or
(3) Into known or forecast severe icing conditions.
(d) If current weather reports and briefing information relied
upon by the pilot in command indicate that the forecast icing
condition that would otherwise prohibit the flight will not be
encountered during the flight because of changed weather conditions
since the forecast, the restrictions in paragraph (c) of this section
based on forecast conditions do not apply.
52. Section 121.342 is revised to read as follows:
§ 121.342 Pitot heat indication systems.
No person may operate a transport category airplane or, after
December 20, 1999, a nontransport category airplane type certificated
after December 31, 1964, that is equipped with a flight instrument
pitot heating system unless the airplane is also equipped with an
operable pitot heat indication system that complies § 25.1326 of this
chapter in effect on April 12, 1978. § 121.343 [Amended]
53. Section 121.344 is added to read as follows:
§ 121.344 Flight recorders: Airplanes with a passenger seat
configuration of 10-30 passenger seats and a payload capacity of 7,500
pounds or less.
No person may operate an airplane with a passenger seat
configuration of 10-30 passenger seats, excluding each crewmember
seat, and a payload capacity of 7,500 pounds or less unless it meets
the requirements for flight recorders in § 135.152 of this chapter. A
person operating an airplane with a passenger seat configuration of
more than 30 passenger seats, or a payload capacity of more than 7,500
pounds shall comply with § 121.343.
54. Section 121.349 is amended by adding a new paragraph (e) to read
as follows:
§ 121.349 Radio equipment for operations under VFR over routes not
navigated by pilotage or for operations under IFR or over-the-top.
* * * * *
(e) No person may operate an airplane having a passenger seat
configuration of 10 to 30 seats, excluding each crewmember seat, and a
payload of 7,500 pounds or less under IFR or in extended overwater
operations unless it has, in addition to any other required radio
communications and navigational equipment appropriate to the
facilities to be used which are capable of transmitting to, and
receiving from, at any place on the route to be flown, at least one
ground facility, two microphones, and two headsets or one headset and
one speaker.
55. Section 121.353 is amended by revising the heading and the
introductory text to read as follows:
§ 121.353 Emergency equipment for operations over uninhabited terrain
areas: Flag, supplemental, and certain domestic operations.
Unless the airplane has the following equipment, no person may
conduct a flag or supplemental operation or a domestic operation
within the States of Alaska or Hawaii over an uninhabited area or any
other area that (in its operations specifications) the Administrator
specifies required equipment for search and rescue in case of an
emergency:
* * * * *
56. Section 121.356 is amended by revising the introductory text of
paragraph (c) to read as follows:
§ 121.356 Traffic Alert and Collision Avoidance System.
* * * * *
(c) The appropriate manuals required by § 121.131 shall contain
the following information on the TCAS II System or TCAS I System, as
appropriate, as required by this section:
* * * * *
57. Section 121.357 is amended by revising paragraph (a) and
introductory text of paragraph (c) and by removing the words "an air
carrier or commercial operator" in paragraph (c)(1) and adding, in
their place, the words "a certificate holder," to read as follows:
§ 121.357 Airborne weather radar equipment requirements.
(a) No person may operate any transport category airplane
(except C-46 type airplanes) or a nontransport category airplane
certificated after December 31, 1964, unless approved airborne weather
radar equipment has been installed in the airplane.
* * * * *
(c) Each person operating an airplane required to have approved
airborne weather radar equipment installed shall, when using it under
this part, operate it in accordance with the following:
* * * * *
58. Section 121.359 is amended by removing and reserving paragraph
(b), by revising the introductory text of paragraph (c), by revising
the introductory text of paragraph (c)(2), by by redesignating
paragraphs (d) through (f) as paragraphs (f) through (h),
respectively, and adding new paragraphs (d) and (e) to read as
follows:
§ 121.359 Cockpit voice recorders.
* * * * *
(c) The cockpit voice recorder required by paragraph (a) of this
section must meet the following application standards:
* * * * *
(d) No person may operate a multiengine, turbine-powered
airplane having a passenger seat configuration of 10-19 seats unless
it is equipped with an approved cockpit voice recorder that:
(1) Is installed in compliance with § 23.1457(a)(1) and (2),
(b), (c), (d), (e), (f), and (g); § 25.1457(a)(1) and (2), (b), (c),
(d), (e), (f), and (g) of this chapter, as applicable; and
(2) Is operated continuously from the use of the checklist
before the flight to completion of the final checklist at the end of
the flight.
(e) No person may operate a multiengine, turbine-powered
airplane having a passenger seat configuration of 20 to 30 seats
unless it is equipped with an approved cockpit voice recorder that--
(1) Is installed in compliance with § 23.1457 or § 25.1457 of
this chapter, as applicable; and
(2) Is operated continuously from the use of the checklist
before the flight to completion of the final checklist at the end of
the flight.
* * * * *
59. Section 121.360 is revised to read as follows:
§ 121.360 Ground proximity warning-glide slope deviation alerting
system.
(a) No person may operate a turbine-powered airplane unless it is
equipped with a ground proximity warning system that meets the
performance and environmental standards of TSO-C92 or incorporates
TSO-approved ground proximity warning equipment.
(b) For the ground proximity warning system required by this
section, the Airplane Flight Manual shall contain-
(1) Appropriate procedures for-
(i) The use of the equipment;
(ii) Proper flightcrew action with respect to the equipment; (iii)
Deactivation for planned abnormal and emergency conditions;
(iv) Inhibition of Mode 4 warnings based on flaps being in other
than the landing configuration if the system incorporates a Mode 4
flap warning inhibition control; and
(2) An outline of all input sources that must be operating.
(c) No person may deactivate a ground proximity warning system
required by this section except in accordance with the procedures
contained in the Airplane Flight Manual.
(d) Whenever a ground proximity warning system required by this
section is deactivated, an entry shall be made in the airplane
maintenance record that includes the date and time of deactivation.
(e) No person may operate a turbine-powered airplane unless it is
equipped with a ground proximity warning/glide slope deviation
alerting system that meets the performance and environmental standards
contained in TSO-C92a or TSO-C92b or incorporates TSO-approved ground
proximity warning-glide slope deviation alerting equipment.
(f) No person may operate a turbojet powered airplane equipped
with a system required by paragraph (e) of this section, that
incorporates equipment that meets the performance and environmental
standards of TSO-C92b or is approved under that TSO, using other than
Warning Envelopes 1 or 3 for Warning Modes 1 and 4.
60. Section 121.380 is amended by redesignating paragraphs
(a)(2)(iii) through (a)(2)(vi) as paragraphs (a)(2)(iv) through
(a)(2)(vii), respectively; by redesignating paragraphs (b) and (c) as
paragraphs (c) and (d), respectively; by revising paragraphs (a)
introductory text, (a)(2)(i), (a)(2)(ii), newly redesignated
paragraphs (a)(2)(vi), (a)(2)(vii), (c)(1), and (c)(2); and by adding
new paragraphs (a)(iii) and (b) to read as follows:
§ 121.380 Maintenance recording requirements.
(a) Each certificate holder shall keep (using the system
specified in the manual required in § 121.369) the following records
for the periods specified in paragraph (c) of this section:
* * * * *
(2) * * *
(i) The total time in service of the airframe.
(ii) Except as provided in paragraph (b) of this section, the
total time in service of each engine and propeller.
(iii) The current status of life-limited parts of each airframe,
engine, propeller, and appliance.
* * * * *
(vi) The current status of applicable airworthiness directives,
including the date and methods of compliance, and, if the
airworthiness directive involves recurring action, the time and date
when the next action is required.
(vii) A list of current major alterations to each airframe,
engine, propeller, and appliance.
(b) A certificate holder need not record the total time in
service of an engine or propeller on a transport category airplane
that has a passenger seat configuration of more than 30 seats or a
nontransport category airplane type certificated before January 1,
1958, until the following, whichever occurs first:
(1) March 20, 1997; or
(2) The date of the first overhaul of the engine or propeller,
as applicable, after January 19, 1996
(c) * * *
(1) Except for the records of the last complete overhaul of each
airframe, engine, propeller, and appliance, the records specified in
paragraph (a)(1) of this section shall be retained until the work is
repeated or superseded by other work or for one year after the work is
performed.
(2) The records of the last complete overhaul of each airframe,
engine, propeller, and appliance shall be retained until the work is
superseded by work of equivalent scope and detail.
* * * * *
61. Section 121.391 is amended by redesignating paragraphs (a)(2) and
(a)(3) as paragraphs (a)(3) and (a)(4), respectively; by revising
paragraphs (a) introductory text and (a)(1); by adding a new paragraph
(a)(2); and by removing paragraph (e) to read as follows:
§ 121.391 Flight attendants.
(a) Each certificate holder shall provide at least the following
flight attendants on each passenger-carrying airplane used:
(1) For airplanes having a maximum payload capacity of more than
7,500 pounds and having a seating capacity of more than 9 but less
than 51 passengers -- one flight attendant.
(2) For airplanes having a maximum payload capacity of 7,500
pounds or less and having a seating capacity of more than 19 but less
than 51 passengers -- one flight attendant.
* * * * *
62. Section 121.393 is added to read as follows:
§ 121.393 Crewmember Requirements at stops where passengers remain on
board.
At stops where passengers remain on board, the certificate holder
must meet the following requirements:
(a) On each airplane for which a flight attendant is not
required by § 121.391(a), the certificate holder must ensure that a
person who is qualified in the emergency evacuation procedures for the
airplane, as required in § 121.417, and who is identified to the
passengers, remains:
(1) On board the airplane; or
(2) Nearby the airplane, in a position to adequately monitor
passenger safety, and:
(i) The airplane engines are shut down; and
(ii) At least one floor level exit remains open to provide for
the deplaning of passengers.
(b) On each airplane for which flight attendants are required by
§ 121.391(a), but the number of flight attendants remaining on board
is fewer than required by § 121.391(a), the certificate holder must
meet the following requirements:
(1) The certificate holder shall ensure that:
(i) The airplane engines are shut down;
(ii) At least one floor level exit remains open to provide for
the deplaning of passengers; and
(iii) The number of flight attendants on board is at least half
the number required by § 121.391(a), rounded down to the next lower
number in the case of fractions, but never fewer than one.
(2) The certificate holder may substitute for the required
flight attendants other persons qualified in the emergency evacuation
procedures for that aircraft as required in § 121.417, if these
persons are identified to the passengers.
(3c) If only one flight attendant or other qualified person is
on board during a stop, that flight attendant or other qualified
person shall be located in accordance with the certificate holder's
FAA-approved operating procedures. If more than one flight attendant
or other qualified person is on board, the flight attendants or other
qualified persons shall be spaced throughout the cabin to provide the
most effective assistance for the evacuation in case of an emergency.
§ 121.435 [Removed]
63. Section 121.435 is removed.
§ 121.455 [Amended]
64. Section 121.455 is amended by adding the words "or operator"
after the words "certificate holder," wherever they appear.
§ 121.457 [Amended]
65. Section 121.457 is amended by adding the words 'or operator"
after the words "certificate holder," wherever they appear.
66. Section 121.463 is amended in paragraphs (a), (b), and (d) by
removing the words "domestic or flag air carrier" and adding, in their
place, the words "certificate holder conducting domestic or flag
operations;" in paragraph (d) by removing the words "air carrier" and
adding, in their place, the words "certificate holder;" and by
revising paragraphs (a)(2) and (c) to read as follows:
§ 121.463 Aircraft dispatcher qualifications.
(a) * * *
(2) Operating familiarization consisting of at least 5 hours
observing operations under this part from the flight deck or, for
airplanes without an observer seat on the flight deck, from a forward
passenger seat with headset or speaker. This requirement may be
reduced to a minimum of 2 1/2 hours by the substitution of one
additional takeoff and landing for an hour of flight. A person may
serve as an aircraft dispatcher without meeting the requirement of
this paragraph (a) for 90 days after initial introduction of the
airplane into operations under this part.
* * * * *
(c) No certificate holder conducting domestic or flag operations
may use any person, nor may any person serve, as an aircraft
dispatcher unless within the preceding 12 calendar months the aircraft
dispatcher has satisfactorily completed operating familiarization
consisting of at least 5 hours observing operations under this part,
in one of the types of airplanes in each group to be dispatched. This
observation shall be made from the flight deck or, for airplanes
without an observer seat on the flight deck, from a forward passenger
seat with headset or speaker. The requirement of paragraph (a) of
this section may be reduced to a minimum of 2-1/2 hours by the
substitution of one additional takeoff and landing for an hour of
flight. The requirement of this paragraph may be satisfied by
observation of 5 hours of simulator training for each airplane group
in one of the simulators approved under § 121.407 for the group.
However, if the requirement of paragraph (a) is met by the use of a
simulator, no reduction in hours is permitted.
* * * * *
§§ 121.557, 121.559 [Removed]
67. Section 121.470 is revised to read as follows:
§ 121.470 Applicability.
This subpart prescribes flight time limitations and rest
requirements for domestic operations, except that:
(a) Certificate holders conducting operations with airplanes
having a passenger seat configuration of 30 seats or fewer, excluding
each crewmember seat, and a payload capacity of 7,500 pounds or less,
may comply with the applicable requirements of §§ 135.261 through
135.273 of this chapter.
(b) Certificate holders conducting scheduled operations entirely
within the States of Alaska or Hawaii with airplanes having a
passenger seat configuration of more than 30 seats, excluding each
crewmember seat, or a payload capacity of more than 7,500 pounds, may
comply with the requirements of subpart R of this part for those
operations.
68. Section 121.480 is revised to read as follows:
§ 121.480 Applicability.
This subpart prescribes flight time limitations and rest
requirements for flag operations, except that certificate holders
conducting operations with airplanes having a passenger seat
configuration of 30 seats or fewer, excluding each crewmember seat,
and a payload capacity of 7,500 pounds or less, may comply with the
applicable requirements of §§ 135.261 through 135.273
of this chapter.
69. Section 121.500 is revised to read as follows:
§ 121.500 Applicability.
This subpart prescribes flight time limitations and rest
requirements for supplemental operations, except that certificate
holders conducting operations with airplanes having a passenger seat
configuration of 30 seats or fewer, excluding each crewmember seat,
and a payload capacity of 7,500 pounds or less, may comply with the
applicable requirements of §§ 135.261 through 135.273
of this chapter.
70. Section 121.571 is amended in paragraph (a)(4) by removing the
words "flight attendant" and adding in their place, the word
"crewmembers;" by adding a new paragraph (a)(1)(v); and by revising
the introductory text of paragraph (a)(3) to read as follows:
§ 121.571 Briefing passengers before take-off.
(a) * * *
(1) * * *
(v) On operations that do not use a flight attendant, the
following additional information:
(A) The placement of seat backs in an upright position before
takeoff and landing.
(B) Location of survival equipment.
(C) If the flight involves operations above 12,000 MSL, the
normal and emergency use of oxygen.
(D) Location and operation of fire extinguisher.
* * * * *
(3) Except as provided in paragraph (a)(4) of this section,
before each takeoff a required crewmember assigned to the flight shall
conduct an individual briefing of each person who may need the
assistance of another person to move expeditiously to an exit in the
event of an emergency. In the briefing the required crewmember shall
--
* * * * *
71. Section 121.578(b) introductory text is revised to read as
follows:
§ 121.578 Cabin ozone concentration.
* * * * *
(b) Except as provided in paragraphs (d) and (e) of this section,
no certificate holder may operate an airplane above the following
flight levels unless it is successfully demonstrated to the
Administrator that the concentration of ozone inside the cabin will
not exceed --
* * * * *
72. Section 121.581 is amended by revising the section heading and
paragraph (a) and by adding a new paragraph (c) to read as follows:
§ 121.581 Observer's seat: En route inspections.
(a) Except as provided in paragraph (c) of this section, each
certificate holder shall make available a seat on the flight deck of
each airplane, used by it in air commerce, for occupancy by the
Administrator while conducting en route inspections. The location and
equipment of the seat, with respect to its suitability for use in
conducting en route inspections, is determined by the Administrator.
* * * * *
(c) For any airplane type certificated before December 20, 1995,
for not more than 30 passengers that does not have an observer seat on
the flight deck, the certificate holder must provide a forward
passenger seat with headset or speaker for occupancy by the
Administrator while conducting en route inspections. Notwithstanding
the requirements of § 121.587, the cockpit door, if required, may
remain open during such inspections.
§ 121.583 [Amended]
73. Section 121.583(a) is amended by removing the reference to
",121.161,."
74. Section 121.587 is amended by revising paragraph (a) and adding a
new paragraph (b)(3) to read as follows:
§ 121.587 Closing and locking of flight crew compartment door.
(a) Except as provided in paragraph (b) of this section, a pilot
in command of an airplane that has a lockable flight crew compartment
door in accordance with § 121.313 and that is carrying passengers
shall ensure that the door separating the flight crew compartment from
the passenger compartment is closed and locked during flight.
(b) * * *
(3) When a jumpseat is being used by persons authorized under
§ 121.547 in airplanes in which closing and locking the flight crew
compartment door is impossible while the jumpseat is in use.
§ 121.589 [Amended]
75. Section 121.589 is amended in paragraphs (b) and (c)(2) by
removing the reference "§ 121.285(c) of this part" and adding in its
place "§ 121.285(c) and (d)."
76. Section 121.590 is revised to read as follows:
§ 121.590 Use of certificated land airports.
(a) Except as provided in paragraph (b) of this section or
unless otherwise authorized by the Administrator, no air carrier, and
no pilot being used by an air carrier may, in the conduct of
operations governed by this part, operate an aircraft into a land
airport in any State of the United States, the District of Columbia,
or any territory or possession of the United States, unless that
airport is certificated under part 139 of this chapter. However, an
air carrier may designate and use as a required alternate airport for
departure or destination an airport that is not certificated under
part 139 of this chapter.
(b) Certificate holders conducting passenger-carrying operations
with airplanes designed for less than 31 passenger seats may operate
those airplanes into airports not certificated under part 139 of this
chapter if the following conditions are met:
(1) The airport is adequate for the proposed operation,
considering such items as size, surface, obstructions, and lighting.
(2) For an airplane carrying passengers at night, the pilot may
not take off from, or land at, an airport unless --
(i) The pilot has determined the wind direction from an
illuminated wind direction indicator or local ground communications
or, in the case of takeoff, that pilot's personal observations; and
(ii) The limits of the area to be used for landing or takeoff
are clearly shown by boundary or runway marker lights. If the area to
be used for takeoff or landing is marked by flare pots or lanterns,
their use must be approved by the Administrator.
77. Section 121.639 is amended by revising the section heading and
revising paragraph (c) to read as follows:
§ 121.639 Fuel supply: All domestic operations.
* * * * *
(c) Thereafter, to fly for 45 minutes at normal cruising fuel
consumption or, for certificate holders who are authorized to conduct
day VFR operations in their operations specifications and who are
operating nontransport category airplanes type certificated after
December 31, 1964, to fly for 30 minutes at normal cruising fuel
consumption for day VFR operations.
78. Section 121.643 is amended by revising the section heading and
paragraph (a)(3) to read as follows:
§ 121.643 Fuel supply: Nonturbine and turbo-propeller-powered
airplanes; supplemental operations.
(a) * * *
(3) Thereafter, to fly for 45 minutes at normal cruising fuel
consumption or, for certificate holders who are authorized to conduct
day VFR operations in their operations specifications and who are
operating nontransport category airplanes type certificated after
December 31, 1964, to fly for 30 minutes at normal cruising fuel
consumption for day VFR operations.
* * * * *
79. Section 121.703 is amended in paragraph (d) by removing the
words "FAA Flight Standards District Office charged with the overall
inspection of the certificate holder" and adding, in their place, the
words "certificate-holding district office" and by revising paragraphs
(a)(12) and (f) to read as follows:
§ 121.703 Mechanical reliability reports.
(a) * * *
(12) An unwanted landing gear extension or retraction, or an
unwanted opening or closing of landing gear doors during flight;
* * * * *
(f) A certificate holder that is also the holder of a Type
Certificate (including a Supplemental Type Certificate), a Parts
Manufacturer Approval, or a Technical Standard Order Authorization, or
that is the licensee of a type certificate holder, need not report a
failure, malfunction, or defect under this section if the failure,
malfunction, or defect has been reported by it under § 21.3 of this
chapter or under the accident reporting provisions of 14 CFR part 830.
* * * * *
80. Section 121.713 is revised to read as follows:
§ 121.713 Retention of contracts and amendments: Commercial
operators who conduct intrastate operations for compensation or hire.
(a) Each commercial operator who conducts intrastate operations
for compensation or hire shall keep a copy of each written contract
under which it provides services as a commercial operator for a period
of at least 1 year after the date of execution of the contract. In
the case of an oral contract, it shall keep a memorandum stating its
elements, and of any amendments to it, for a period of at least one
year after the execution of that contract or change.
(b) Each commercial operator who conducts intrastate operations
for compensation or hire shall submit a financial report for the first
6 months of each fiscal year and another financial report for each
complete fiscal year. If that person's operating certificate is
suspended for more than 29 days, that person shall submit a financial
report as of the last day of the month in which the suspension is
terminated. The report required to be submitted by this section shall
be submitted within 60 days of the last day of the period covered by
the report and must include --
(1) A balance sheet that shows assets, liabilities, and net
worth on the last day of the reporting period;
(2) The information required by § 119.35(g)(2), (g)(7), and
(g)(8) of this chapter;
(3) An itemization of claims in litigation against the
applicant, if any, as of the last day of the period covered by the
report;
(4) A profit and loss statement with the separation of items
relating to the applicant's commercial operator activities from his
other business activities, if any; and
(5) A list of each contract that gave rise to operating income
on the profit and loss statement, including the names and addresses of
the contracting parties and the nature, scope, date, and duration of
each contract.
§ 121.715 [Removed]
81. Section 121.715 is removed.
82. Appendix K is added to part 121 to read as follows:
Appendix K -- Performance Requirements for
Certain Turbopropeller Powered Airplanes
1. Applicability. This appendix specifies requirements for the
following turbopropeller powered airplanes that must comply with the
Airplane Performance Operating Limitations in §§ 121.189 through
121.197:
a. After December 20, 2010, each airplane manufactured before
March 20, 1997, and type certificated in the:
i. Normal category before July 1, 1970, and meets special
conditions issued by the Administrator for airplanes intended for use
in operations under part 135 of this chapter.
ii. Normal category before July 19, 1970, and meets the
additional airworthiness standards in SFAR No. 23 of 14 CFR part 23.
iii. Normal category, and complies with the additional
airworthiness standards in appendix A of part 135 of this chapter.
iv. Normal category, and complies with section 1.(a) or 1.(b) of
SFAR No. 41 of 14 CFR part 21.
b. After March 20, 1997, each airplane:
i. Type certificated prior to March 29, 1995, in the commuter
category.
ii. Manufactured on or after December 20, 2010, and that was
type certificated in the normal category, and complies with the
requirements described in paragraphs 1.a.i through iii of this
appendix.
2. Background. Sections 121.157 and 121.173(b) require that
the airplanes operated under this part and described in paragraph 1 of
this appendix, comply with the Airplane Performance Operating
Limitations in §§ 121.189 through 121.197. Airplanes described in
§ 121.157(f) and paragraph 1.a of this appendix must comply on and
after December 20, 2010. Airplanes described in § 121.157(e) and
paragraph 1.b of this appendix must comply on and after March 20,
1997. (Airplanes type certificated in the normal category, and in
accordance with SFAR No. 41 of 14 CFR part 21, as described in
paragraph 1.a.iv of this appendix, may not be produced after October
17, 1991.)
3. References. Unless otherwise specified, references in this
appendix to sections of part 23 of this chapter are to those sections
of 14 CFR part 23, as amended by Amendment No. 23-45 (August 6, 1993;
58 FR 42156).
Performance
4. Interim Airplane Performance Operating Limitations.
a. Until December 20, 2010, airplanes described in paragraph
1.a of this appendix may continue to comply with the requirements in
subpart I of part 135 and § 135.181(a)(2) of this chapter that apply
to small, nontransport category airplanes.
b. Until March 20, 1997, airplanes described in paragraph 1.b.i
of this appendix may continue to comply with the requirements in
subpart I of part 135 of this chapter that apply to commuter category
airplanes.
5. Final Airplane Performance Operating Limitations.
a. Through an amended type certification program or a
supplemental type certification program, each airplane described in
paragraph 1.a and 1.b.ii of this appendix must be shown to comply with
the commuter category performance requirements specified in this
appendix, which are included in part 23 of this chapter. Each new
revision to a current airplane performance operating limitation for an
airplane that is or has been demonstrated to comply, must also be
approved by the Administrator. An airplane approved to the
requirements of section 1.(b) of SFAR No. 41 of 14 CFR part 21, as
described in paragraph 1.a.iv of this appendix, and that has been
demonstrated to comply with the additional requirements of section
4.(c) of SFAR No. 41 of 14 CFR part 21 and International Civil
Aviation Organization Annex 8, will be considered to be in compliance
with the commuter category performance requirements.
b. Each turbopropeller powered airplane subject to this
appendix must be demonstrated to comply with the airplane performance
operating limitation requirements of this chapter specified as
follows:
i. Section 23.45 Performance General.
ii. Section 23.51 Takeoff.
iii. Section 23.53 Takeoff speeds.
iv. Section 23.55 Accelerate stop distance.
v. Section 23.57 Takeoff path.
vi. Section 23.59 Takeoff distance and takeoff run.
vii. Section 23.61 Takeoff flight path.
viii. Section 23.65 Climb: All engines operating.
ix. Section 23.67 Climb: one engine inoperative.
x. Section 23.75 Landing.
xi. Section 23.77 Balked landing.
xii. Sections 23.1581 through 23.1589 Airplane flight manual and
approved manual material.
6. Operation. After compliance with the final airplane
performance operating limitations requirements has been demonstrated
and added to the Airplane Flight Manual performance data of the
affected airplane, that airplane must be operated in accordance with
the performance limitations of §§ 121.189 through 121.197.
83. A new appendix L is added to part 121 to read as follows:
Appendix L - Type Certification Regulations Made Previously Effective
Appendix L lists regulations in this part that require compliance
with standards contained in superseded type certification regulations
that continue to apply to certain transport category airplanes. The
tables set out citations to current CFR section, applicable aircraft,
superseded type certification regulation and applicable time periods,
and the CFR edition and Federal Register documents where the regulation
having prior effect is found. Copies of all superseded regulations may
be obtained at the Federal Aviation Administration Law Library, Room
924, 800 Independence Avenue SW, Washington, D.C.
PART 125 -- CERTIFICATION AND OPERATIONS: AIRPLANES HAVING A
SEATING CAPACITY OF 20 OR MORE PASSENGERS OR A MAXIMUM PAYLOAD
CAPACITY OF 6,000 POUNDS OR MORE
84. The heading for 14 CFR part 125 is revised as set forth above.
85. The authority citation for part 125 continues to read as follows:
Authority: 49 U.S.C. 106(g), 1153, 40101, 40105, 40103, 44113, 44701-
44705, 44707-44714, 44716-44717, and 44722.
86. Paragraph (b)(4) of § 125.1 is revised to read as follows:
§ 125.1 Applicability.
* * * * *
(b) * * *
(4) They are being operated under part 91 by an operator
certificated to operate those airplanes under the rules of parts 121,
135, or 137 of this chapter, they are being operated under the
applicable rules of part 121 or part 135 of this chapter by an
applicant for a certificate under part 119 of this chapter or they are
being operated by a foreign air carrier or a foreign person engaged in
common carriage solely outside the United States under part 91 of this
chapter; or
* * * * *
PART 127 -- CERTIFICATION AND OPERATIONS OF SCHEDULED AIR CARRIERS
WITH HELICOPTERS
87. Part 127 is removed.
PART 135 -- OPERATING REQUIREMENTS: COMMUTER AND ON-DEMAND
OPERATIONS
88. The authority citation for part 135 is revised to read as
follows:
Authority: 49 U.S.C. 106(g), 44113, 44701, 44702, 44705, 44709,
44711-44713, 44715-44717, 44722.
89. The heading for part 135 is revised to read as set forth
above.
90. Section 135.1 is amended by revising paragraph (a) and by
removing and reserving paragraph (b) to read as follows:
§ 135.1 Applicability.
(a) This part prescribes rules governing--
(1) The commuter or on-demand operations of each person who
holds or is required to hold an Air Carrier Certificate or Operating
Certificate under part 119 of this chapter.
(2) Each person employed or used by a certificate holder
conducting operations under this part including the maintenance,
preventative maintenance and alteration of an aircraft.
(3) The transportation of mail by aircraft conducted under a
postal service contract awarded under 39 U.S.C. 5402c.
(4) Each person who applies for provisional approval of an
Advanced Qualification Program curriculum, curriculum segment, or
portion of a curriculum segment under SFAR No. 58 of 14 CFR part 121
and each person employed or used by an air carrier or commercial
operator under this part to perform training, qualification, or
evaluation functions under an Advanced Qualification Program under
SFAR No. 58 of 14 CFR part 121.
(5) Nonstop sightseeing flights for compensation or hire that
begin and end at the same airport, and are conducted within a 25
statute mile radius of that airport; however, except for operations
subject to SFAR 50-2, these operations, when conducted for
compensation or hire, must comply only with §§ 135.249, 135.251,
135.253, 135.255, and 135.353.
(6) Each person who is on board an aircraft being operated under
this part.
(7) Each person who is an applicant for an Air Carrier
Certificate or an Operating Certificate under 119 of this chapter,
when conducting proving tests.
* * * * *
91. Section 135.2 is revised to read as follows:
§ 135.2 Compliance schedule for operators that transition to part 121
of this chapter; certain new entrant operators.
(a) Applicability. This section applies to the following:
(1) Each certificate holder that was issued an air carrier or
operating certificate and operations specifications under the
requirements of part 135 of this chapter or under SFAR No. 38-2 of 14
CFR part 121 before January 19, 1996, and that conducts scheduled
passenger-carrying operations with:
(i) Nontransport category turbopropeller powered airplanes type
certificated after December 31, 1964, that have a passenger seat
configuration of 10-19 seats;
(ii) Transport category turbopropeller powered airplanes that
have a passenger seat configuration of 20-30 seats; or
(iii) Turbojet engine powered airplanes having a passenger seat
configuration of 1-30 seats.
(2) Each person who, after January 19, 1996, applies for or
obtains an initial air carrier or operating certificate and operations
specifications to conduct scheduled passenger-carrying operations in
the kinds of airplanes described in paragraphs (a)(1)(i), (a)(1)(ii),
or paragraph (a)(1)(iii) of this section.
(b) Obtaining operations specifications. A certificate holder
described in paragraph (a)(1) of this section may not, after March 20,
1997, operate an airplane described in paragraphs (a)(1)(i),
(a)(1)(ii), or (a)(1)(iii) of this section in scheduled passenger-
carrying operations, unless it obtains operations specifications to
conduct its scheduled operations under part 121 of this chapter on or
before March 20, 1997.
(c) Regular or accelerated compliance. Except as provided in
paragraphs (d), (e), and (i) of this section, each certificate holder
described in paragraphs (a)(1) of this section shall comply with each
applicable requirement of part 121 of this chapter on and after March
20, 1997, or on and after the date on which the certificate holder is
issued operations specifications under this part, whichever occurs
first. Except as provided in paragraphs (d) and (e) of this section,
each person described in paragraph (a)(2) of this section shall comply
with each applicable requirement of part 121 of this chapter on and
after the date on which that person is issued a certificate and
operations specifications under part 121 of this chapter.
(d) Delayed compliance dates. Unless paragraph (e) of this
section specifies an earlier compliance date, no certificate holder
that is covered by paragraph (a) of this section may operate an
airplane in 14 CFR part 121 operations on or after a date listed in
this paragraph unless that airplane meets the applicable requirement
of this paragraph:
(1) Nontransport category turbopropeller powered airplanes type
certificated after December 31, 1964, that have a passenger seating
configuration of 10-19 seats. No certificate holder may operate under
this part an airplane that is described in paragraph (a)(1)(i) of this
section on or after a date listed in paragraph (i), (ii), and (iii)
unless that airplane meets the applicable requirement listed in
paragraph (i), (ii), and (iii):
(i) December 20, 1997:
(A) Section 121.289, Landing gear aural warning.
(B) Section 121.308, Lavatory fire protection.
(C) Section 121.310(e), Emergency exit handle illumination.
(D) Section 121.337(b)(8), Protective breathing equipment.
(E) Section 121.340, Emergency flotation means.
(ii) December 20, 1999: Section 121.342, Pitot heat indication
system.
(iii) December 20, 2010:
(A) For airplanes described in § 121.157(f), the Airplane
Performance Operating Limitations in §§ 121.189 through 121.197.
(B) Section 121.161(b), Ditching approval.
(C) Section 121.305(j), Third attitude indicator.
(D) Section 121.312(c), Passenger seat cushion flammability.
(2) Transport category turbopropeller powered airplanes that
have a passenger seat configuration of 20-30 seats. No certificate
holder may operate under this part an airplane that is described in
paragraph (a)(1)(ii) of this section on or after a date listed in this
subparagraph unless that airplane meets the applicable requirement
listed in this subparagraph:
(i) December 20, 1997:
(A) Section 121.308, Lavatory fire protection.
(B) Section 121.337(b)(8) and (9), Protective breathing
equipment.
(C) Section 121.340, Emergency flotation means.
(ii) December 20, 2010: Section 121.305(j), Third attitude
indicator.
(e) Newly manufactured airplanes. No certificate holder that is
described in paragraph (a) of this section may operate under part 121
of this chapter an airplane manufactured on or after a date listed in
this paragraph unless that airplane meets the applicable requirement
listed in this paragraph (e).
(1) For nontransport category turbopropeller powered airplanes
type certificated after December 31, 1964, that have a passenger seat
configuration of 10-19 seats:
(i) Manufactured on or after March 20, 1997:
(A) Section 121.305(j), Third attitude indicator.
(B) Section 121.311(f), Safety belts and shoulder harnesses.
(ii) Manufactured on or after December 20, 1997: Section
121.317(a), Fasten seat belt light.
(iii) Manufactured on or after December 20, 1999: Section
121.293, Takeoff warning system.
(2) For transport category turbopropeller powered airplanes that
have a passenger seat configuration of 20-30 seats manufactured on or
after March 20, 1997: Section 121.305(j), Third attitude indicator.
(f) New type certification requirements. No person may operate
an airplane for which the application for a type certificate was filed
after March 29, 1995, in 14 CFR part 121 operations unless that
airplane is type certificated under part 25 of this chapter.
(g) Transition plan. Before March 19, 1996, each certificate
holder described in paragraph (a)(1) of this section must submit to
the FAA a transition plan (containing a calendar of events) for moving
from conducting its scheduled operations under the commuter
requirements of part 135 of this chapter to the requirements for
domestic or flag operations under part 121 of this chapter. Each
transition plan must contain details on the following:
(1) Plans for obtaining new operations specifications
authorizing domestic or flag operations;
(2) Plans for being in compliance with the applicable
requirements of part 121 of this chapter on or before March 20, 1997;
and
(3) Plans for complying with the compliance date schedules
contained in paragraphs (d) and (e) of this section.
(h) Continuing requirements. Until each certificate holder that
is covered by paragraph (a) of this section meets the specific
compliance dates listed in paragraphs (d) and (e) of this section, the
certificate holder shall comply with the applicable airplane and
equipment requirements of part 135 of this chapter.
(i) Delayed pilot age limitation. (1) Notwithstanding
§ 121.383(c) of this chapter, and except as provided in paragraph
(i)(2) of this section, a certificate holder covered by paragraph
(a)(1) of this section may use the services of a person as a pilot
after that person has reached his or her 60th birthday, until
December 20, 1999. Notwithstanding § 121.383(c) of this chapter, and
except as provided in paragraph (i)(2) of this section, a person may
serve as a pilot for a certificate holder covered by paragraph (a)(1)
of this section after that person has reached his or her 60th
birthday, until December 20, 1999.
(2) Paragraph (i)(1) applies only to persons who were employed
as pilots by a certificate holder covered by paragraph (a)(1) of this
section on or before March 20, 1997.
§§ 135.5, 135.9, 135.10, 135.11, 135.13, 135.15, and 135.17 [Removed]
92. Sections 135.5, 135.9, 135.11, 135.13, 135.15, and 135.17 are
removed.
§ 135.7 [Amended]
93. Section 135.7 is amended by removing "§ 135.5" wherever it
appears and adding in its place "part 119 of this chapter".
§ 135.21 [Amended]
94. Section 135.21 (b) and (f) are amended by removing "principal
operations base" and adding in its place "principal base of
operations."
§ 135.23 [Amended]
95. Section 135.23(a) is amended by removing the reference
"§ 135.37(a)" and adding in its place "§
119.69(a) of this chapter".
§ 135.27, 135.29, 135.31, 135.33, 135.35, 135.37, and 135.39
[Removed]
96. Section 135.27, 135.29, 135.31, 135.33, 135.35, 135.37, and
135.39 are removed.
97. Section 135.41 is revised to read as follows:
§ 135.41 Carriage of narcotic drugs, marihuana, and depressant or
stimulant drugs or substances.
If the holder of a certificate operating under this part allows
any aircraft owned or leased by that holder to be engaged in any
operation that the certificate holder knows to be in violation of
§ 91.19(a) of this chapter, that operation is a basis for suspending
or revoking the certificate.
§ 135.43 [Amended]
98. Section 135.43 is amended by:
a. Revising "FAA Flight Standards District Office charged with
the overall inspection" in paragraph (b) to read " certificate-holding
district office."
b. Revising "Flight Standards District Office" in paragraph (c)
to read "certificate-holding district office."
99. Section 135.64 is added to read as follows:
§ 135.64 Retention of contracts and amendments: Commercial operators
who conduct intrastate operations for compensation or hire.
(a) Each commercial operator who conducts intrastate operations
for compensation or hire shall keep a copy of each written contract
under which it provides services as a commercial operator for a period
of at least one year after the date of execution of the contract. In
the case of an oral contract, it shall keep a memorandum stating its
elements, and of any amendments to it, for a period of at least one
year after the execution of that contract or change.
(b) Each commercial operator who conducts intrastate operations
for compensation or hire shall submit a financial report for the first
6 months of each fiscal year and another financial report for each
complete fiscal year. If that person's operating certificate is
suspended for more than 29 days, that person shall submit a financial
report as of the last day of the month in which the suspension is
terminated. The report required to be submitted by this section shall
be submitted within 60 days of the last day of the period covered by
the report and must include --
(1) A balance sheet that shows assets, liabilities, and net
worth on the last day of the reporting period;
(2) The information required by § 119.35(h)(2), (h)(7), and
(h)(8) of this chapter;
(3) An itemization of claims in litigation against the
applicant, if any, as of the last day of the period covered by the
report;
(4) A profit and loss statement with the separation of items
relating to the applicant's commercial operator activities from his
other business activities, if any; and
(5) A list of each contract that gave rise to operating income
on the profit and loss statement, including the names and addresses of
the contracting parties and the nature, scope, date, and duration of
each contract.
§ 135.105 [Amended]
100. Section 135.105(a) is amended by revising the phrase "by a
Commuter Air Carrier (as defined in § 298.2 of this title) in
passenger-carrying operations" to read "in a commuter operation, as
defined in part 119 of this chapter."
§ 135.165 [Amended]
101. Section 135.165(a) is amended by revising the phrase
"carrying passengers as a Commuter Air Carrier" as defined in part 298
of this title," to read "in a commuter operation, as defined in part
119 of this chapter."
102. Section 135.243(a) is revised to read as follows:
§ 135.243 Pilot in command qualifications.
(a) No certificate holder may use a person, nor may any person
serve, as pilot in command in passenger-carrying operations --
(1) Of a turbojet airplane, of an airplane having a
passenger-seat configuration, excluding each crewmember seat, of 10
seats or more, or of a multiengine airplane in a commuter operation as
defined in part 119 of this chapter, unless that person holds an
airline transport pilot certificate with appropriate category and
class ratings and, if required, an appropriate type rating for that
airplane.
(2) Of a helicopter in a scheduled interstate air transportation
operation by an air carrier within the 48 contiguous states unless
that person holds an airline transport pilot certificate, appropriate
type ratings, and an instrument rating.
* * * * *
§ 135.244 [Amended]
103. Section 135.244(a) is amended by revising the phrase "by a
Commuter Air Carrier (as defined in § 298.2 of this title) in
passenger-carrying operations" to read "in a commuter operation, as
defined in part 119 of this chapter."
Issued in Washington, D. C. on December 8, 1995
/s/ Federico Pena /s/ David R. Hinson
Secretary of Transportation Administrator
..