INSTRUMENT PROCEDURES HANDBOOK
 

The en route phase of flight has seen some of the most dramatic improvements in the way pilots navigate from departure to destination. Developments in technology have played a significant role in most of these improvements. Computerized avionics and advanced navigation systems are commonplace in both general and commercial aviation.
The procedures employed in the en route phase of flight are governed by a set of specific flight standards established by Title 14 of the Code of Federal Regulations (14 CFR), Federal Aviation Administration (FAA) Order 8260.3, United States Standard for Terminal Instrument Procedures (TERPS), and related publications. These standards establish courses to be flown, obstacle clearance criteria, minimum altitudes, navigation performance, and communications requirements. For the purposes of this discussion, the en route phase of flight is defined as that segment of flight from the termination point of a departure procedure to the origination point of an arrival procedure.

EN ROUTE NAVIGATION

Part 91.181 is the basis for the course to be flown. To operate an aircraft within controlled airspace under instrument flight rules (IFR), pilots must either fly along the centerline when on a Federal airway or, on routes other than Federal airways, along the direct course between navigational aids or fixes defining the route. The regulation allows maneuvering to pass well clear of other air traffic or, if in visual flight rules (VFR) conditions, to clear the flight path both before and during climb or descent.
En route IFR navigation is evolving from the ground based navigational aid (NAVAID) airway system to a sophisticated satellite and computer-based system that can generate courses to suit the operational requirements of almost any flight. Although the promise of the new navigation systems is immense, the present system of navigation serves a valuable function and is expected to remain for a number of years.
The procedures pilots employ in the en route phase of flight take place in the structure of the National Airspace System (NAS) consisting of three strata. The first, or lower stratum is an airway structure that extends from the base of controlled airspace up to but not including 18,000 feet mean sea level (MSL). The second stratum is an area containing identifiable jet routes as opposed to designated airways, and extends from 18,000 feet MSL to Flight Level (FL) 450. The third stratum, above FL 450 is intended for random, point-to-point navigation.

AIR ROUTE TRAFFIC CONTROL CENTERS

The Air Route Traffic Control Center (ARTCC) encompasses the en route air traffic control system air/ground radio communications, that provides safe and expeditious movement of aircraft operating on IFR within the controlled airspace of the Center. ARTCCs provide the central authority for issuing IFR clearances and nationwide monitoring of each IFR flight. This applies primarily to the en route phase of flight, and includes weather information and other inflight services. There are 20 ARTCCs in the conterminous United States (U.S.), and each Center contains between 20 to 80 sectors, with their size, shape, and altitudes determined by traffic flow, airway structure, and workload. Appropriate radar and communication sites are connected to the Centers by microwave links and telephone lines. [Figure 3-1 on page 3-2]

The CFRs require the pilot in command under IFR in controlled airspace to continuously monitor an appropriate Center or control frequency. When climbing after takeoff, an IFR flight is either in contact with a radarequipped local departure control or, in some areas, an ARTCC facility. As a flight transitions to the en route phase, pilots typically expect a handoff from departure control to a Center frequency if not already in contact with the Center. The FAA National Aeronautical Charting Office (NACO) publishes en route charts depicting Centers and sector frequencies, as shown in Figure 3-2 on page 3-2. During handoff from one Center to another, the previous controller assigns a new frequency. In cases where flights may be still out of range, the Center frequencies on the face of the chart are very helpful. In Figure 3-2 on page 3-2, notice the boundary between Memphis and Atlanta Centers, and the remoted sites with discrete very high frequency (VHF) and ultra high frequency (UHF) for communicating with the appropriate ARTCC. These Center frequency boxes can be used for finding the nearest frequency within the aircraft range. They also can be used

for making initial contact with the Center for clearances. The exact location for the Center transmitter is not shown, although the frequency box is placed as close as possible to the known location.
During the en route phase, as a flight transitions from one Center facility to the next, a handoff or transfer of control is required as previously described. The handoff procedure is similar to the handoff between other radar facilities, such as departure or approach control. During the handoff, the controller whose airspace is being vacated issues instructions that include the name of the facility to contact, appropriate frequency, and other pertinent remarks.


Accepting radar vectors from controllers does not relieve pilots of their responsibility for safety of flight. Pilots must maintain a safe altitude and keep track of their position, and it is their obligation to question controllers, request an amended clearance, or, in an emergency, deviate from their instructions if they believe that the safety of flight is in doubt. Keeping track of altitude and position when climbing, and during all other phases of flight, are basic elements of situational awareness. Aircraft equipped with an enhanced ground proximity warning system (EGPWS) or terrain awareness and warning system (TAWS) and traffic alert and collision avoidance system (TCAS) help pilots detect and correct unsafe altitudes and traffic conflicts. Regardless of equipment, pilots must always maintain situational awareness regarding their location and the location of traffic in their vicinity.

 
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