18
percent of survey respondents reported being involved in
an operational error, deviation, or proximity event
within the last year with 56 percent of those citing
fatigue as a contributing factor. 78 percent of survey
respondents identified shift work as the cause of their
fatigue. An average score of 3.7 out of 5 was compiled
for the survey respondents when asked if, "fatigue
affects the ability of air traffic controllers to
perform their job effectively." There was a correlation
between a decline in alertness across work week and
total sleep duration. The report suggests that the
alertness decrement is "likely" due to the reduced total
sleep (accumulated sleep debt).
NASA research team conducted a two-pronged approach to
obtain information from air traffic controllers; a
web-based survey of fatigue factors that was available
to the entire ATC workforce and a field study that
obtained objective measures of sleep, fatigue and
alertness in a sample of controllers from selected
facilities, including En Route
Centers, TRACONs, and ATC
Towers. During
2010, 3,268 FAA ATC personnel completed the online
fatigue survey. The field study resulted in complete
data being obtained from 211 controllers working at 30
facilities across the country.
Data consisted of 14 days of continuous sleep and
activity monitoring using wrist-worn actigraphs, daily
sleep and activity logs, a brief objective measure of
alertness, and subjective ratings of sleepiness and
workload. The purpose of the present study
was to establish a quantified baseline for evaluating
the impact of the FAA's planned fatigue risk mitigation
strategies. Findings also will identify factors
affecting fatigue and assist in targeting and designing
future research areas.
The 2010 sample was found to be significantly' more
fatigued than the comparable sample of controllers in
the 1999 survey (Della Rocco et al., 2000a). The current
ATC personnel sample was significantly more fatigued on
the Chronic Fatigue Scale than a normative comparison
group of nurses and industrial shift workers (Barton et
al., 1995). Overall 18% of current respondents reported
that they had an operational event in the last year with
56% of those who had an operational event
self-identifying fatigue as a contributor to the event.
When asked if they had caught themselves "about to 'doze
off" during work duties in the last year, 61% of all
respondents and 70% of those with regularly scheduled
midnight shifts replied "Yes." CPC respondents also
indicated that "fatigue affects the ability of air
traffic controllers to perform their job effectively" at
an average of 3.7 on a 5 point scale - closer to
"Frequently' than "Sometimes."
Of
all aspects of their jobs included in the survey,
respondents were least satisfied with their schedules
and felt that their schedules contributed most to their
fatigue. Respondents from the current survey had a
higher proportion of counter-clockwise rapidly rotating
schedules, especially with midnight shifts, and a lower
proportion of straight shifts without midnights than the
1999 survey sample.
The study found that nearly 2 in 10 controllers had
committed significant errors in the previous year,
such as bringing planes too close together and over
half attributed the errors to fatigue. A third of
controllers said they perceived fatigue to be a
"high" or "extreme" safety risk. Greater than 6 in
10 controllers indicated that in the previous year
they had fallen asleep or experienced a lapse of
attention while driving to or from midnight shifts,
which typically begin about 10 p.m. and end around 6
a.m.
What steps has the FAA taken to relieve the problem
of controller fatigue?
Answer -
In 2012, the FAA implemented a comprehensive Fatigue
Risk Management System to manage controller fatigue.
This Fatigue Risk Management System includes policy
and practice changes, along with fatigue education
to raise awareness about the personal
responsibilities associated with managing fatigue.
Some of the changes the FAA has made as part of the
Fatigue Risk Management System include:
- Allowing for recuperative breaks when no duties are
assigned
- Requiring nine hours off duty where a day shift
follows an evening shift
- Requiring positive confirmation of air traffic
hand-offs during midnight operations
- Restricting consecutive midnight shifts
- Restricting 10-hour midnight shifts
- Restricting the start time of early morning day
shifts that precede a midnight shift
- Allowing controllers to self-declare fatigue and
take time off if needed to recuperate
Question -
Has the FAAs policy on napping on breaks changed?
How about napping during overnight shifts?
Answer -
Yes, we updated our policy in 2012. Based on
staffing and workload and when no duties are
assigned we offer employees break opportunities to
attend to personal needs, rejuvenate their mental
acuity, and other similar activities. These break
opportunities are available on all work shifts,
including overnight shifts.
Question -
Does the FAA still prohibit schedules with a single
controller on duty after midnight?
Answer -
The FAA makes a practice of staffing at least two
controllers on midnight shifts. There could be
situations in which an individual calls in sick, but
that is not standard. On those rare occasions, we
have implemented additional procedures to ensure
controller alertness.
Question -
How has controller scheduling changed? Is the
minimum 9 hours off between work shifts announced
after these events still in effect? Does this apply
to all work shifts, or just the 2-2-1 rotation?
Answer -
Yes, we have changed our scheduling policies and
practices. These changes include:
- Requiring nine hours off duty where a day shift
follows an evening shift
- Restricting consecutive midnight shifts
- Restricting the number of 10-hour midnight shifts
- Restricting the start time of early morning day
shifts that precede a midnight shift to ensure night
time sleep opportunities
The minimum nine hours off between work shifts is an
ongoing requirement under Joint Order 7210.3. It
doesn't apply to all shifts. It applies to all
schedules where a day shift follows an evening shift
(this protects nighttime sleep opportunity).
Question -
Does the FAA believe the problem of controller
fatigue has improved? Do you have any metrics to
judge that by?
Answer -
We believe it has improved. Although fatigue is an
issue in any 24/7 operation, the FAA has taken many
positive steps to minimize fatigue. The fatigue
modeling weve done shows that there is greater
alertness using these updated scheduling practices.
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